Paul N. Good
Professional summary
Paul N Good, AIF®, who also goes by Paul Norton Good, Paul Good, is a registered financial professional currently at NATIONWIDE FUND DISTRIBUTORS LLC located in Columbus, Ohio.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1996. Paul has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul N Good's CRS (Customer Relationship Summary).
Certified licenses
Experience
March 10, 2016 - Present
NATIONWIDE FUND DISTRIBUTORS LLC
Office #1: One Nationwide Plaza 1-18-102, Columbus, OH 43215November 30, 2022 - August 2, 2024
NATIONWIDE INVESTMENT ADVISORS, LLC
November 28, 2006 - March 22, 2016
NATIONWIDE INVESTMENT SERVICES CORPORATION
October 21, 2004 - October 16, 2006
PRINCIPAL SECURITIES, INC.
February 12, 2002 - February 5, 2004
GOLDK INVESTMENT SERVICES, INC
October 23, 2000 - September 18, 2001
FIDELITY DISTRIBUTORS COMPANY LLC
December 23, 1998 - July 31, 2000
NATIXIS DISTRIBUTION, LLC
February 5, 1996 - January 21, 1999
GLOBAL ALTERNATIVE INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NATIONWIDE FUND DISTRIBUTORS LLC
CRD#: 25910 / SEC#: , 8-42135
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| NFS DISTRIBUTORS INC. | OWNER | |
| ANIANO, JOSEPH NICHOLAS | SENIOR VICE PRESIDENT, INVESTMENT MANAGEMENT GROUP | 4303290 |
| BUTSON, HOLLY ANN | CHIEF COMPLIANCE OFFICER | 724115 |
| CUMMINGS, LELAND THOMAS | CHAIRMAN, DIRECTOR & PRESIDENT | 2523271 |
| GINNAN, STEVEN A. | MANAGER | 6984613 |
| HAWLEY, CRAIG ALAN | MANAGER | 4499105 |
| RIMES, STEPHEN RANDOLPH | VP, ASSOCIATE GENERAL COUNSEL AND ASSISTANT SECRETARY | 4138948 |
| ROSWELL, EWAN THEODORE | AVP, FINANCE CONTROLLERSHIP-NF AND FINOP | 3056545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.