Bruno Peraza

CETERA INVESTMENT ADVISERS LLC

CORAL GABLES, FL

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CRD#: 2430260

Professional summary

Bruno Peraza is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Coral Gables, Florida and CETERA WEALTH SERVICES, LLC located in Coral Gables, Florida.

Bruno is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1999. Bruno has worked at 14 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 3, Series 7, Series 10, Series 9 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) NAME OF OTHER BUSINESS: PERAZA WEALTH MANAGEMENT INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FINANCIAL SERVICES START DATE: 02/2015 POSITION/TITLE/RELATIONSHIP: OWNER APX NUMBER OF HOURS PER WEEK: 40 APX NUMBER OF HOURS DURING TRADING HOURS: 40 BRIEF DESCRIPTION OF DUTIES: OWNER - OFFER FINANCIAL SERVICES 2) NAME OF OTHER BUSINESS: PERAZA GLOBAL WEALTH STRATEGIES ; INVESTMENT RELATED: YES ; ADDRESS: SAME AS REGISTERED LOCATION ; NATURE OF BUSINESS: FINANCIAL SERVICES ; START DATE: 11/2019 ; POSITION/TITLE/RELATIONSHIP: PRESIDENT / OWNER FINANCIAL ADVISOR ; APX NUMBER OF HOURS PER WEEK: 40 ; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5 ; BRIEF DESCRIPTION OF DUTIES: DBA NAME FOR FINANCIAL SERVICES ;

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruno Peraza's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

May 15, 2023 - Present

CETERA INVESTMENT ADVISERS LLC

RIA

CRD#: 105644

CORAL GABLES, FL

Current

October 29, 2019 - Present

CETERA WEALTH SERVICES, LLC

CRD#: 13572

CORAL GABLES, FL

Past

March 22, 2021 - June 29, 2023

CETERA WEALTH SERVICES, LLC

RIA

CRD#: 13572

BOCA RATON, FL

Past

November 21, 2019 - May 20, 2021

SUMMIT FINANCIAL GROUP INC

RIA

CRD#: 109485

CORAL GABLES, FL

Past

December 9, 2014 - October 31, 2019

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

CORAL GABLES, FL

Past

December 1, 2014 - October 31, 2019

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

CORAL GABLES, FL

Past

August 31, 2010 - December 3, 2014

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

HIALEAH, FL

Past

August 26, 2010 - December 3, 2014

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

HIALEAH, FL

Past

January 17, 2006 - September 15, 2010

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

HIALEAH, FL

Past

December 14, 2005 - September 15, 2010

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

HIALEAH, FL

Past

May 9, 2005 - January 6, 2006

NEW ENGLAND SECURITIES

CRD#: 615

NEW YORK, NY

Past

June 24, 2002 - March 17, 2003

THE PARTNERS FINANCIAL GROUP, INC.

CRD#: 31979

MIAMI, FL

Past

October 22, 2001 - March 19, 2002

CETERA ADVISORS LLC

CRD#: 10299

GREENWOOD VILLAGE, CO

Past

July 25, 2001 - September 13, 2001

TRADESTATION SECURITIES, INC.

CRD#: 39473

PLANTATION, FL

Past

November 1, 2000 - July 16, 2001

A. G. EDWARDS & SONS, INC.

CRD#: 4

ST. LOUIS, MO

Past

October 12, 1999 - November 2, 2000

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

August 24, 1999 - December 1, 2000

R.K. GRACE & COMPANY

CRD#: 35203

MIAMI, FL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/30/2019)

IAR

Florida
(5/15/2023)

New Jersey
(11/7/2019)

New York
(2/11/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 1/13/2006

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 10/20/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/25/1999

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 8/13/2001

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 8/23/1999

General Securities Representative Examination

Principal/Supervisory Exam

Series 10

Date: 8/22/2015

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 6/12/2015

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 26

Date: 12/9/2006

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

CRD#: 105644 / SEC#: 801-20406

RIA

Registered Investment Advisory firm - (1/13/1984 Approved)

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Contact information

Main Address

1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096

Mailing Address

Phone number

(310) 257-7880

Established

Firm type

Fiscal year end

# of Employees

7,705

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	584,487
AUM (Assets Under Management)	$ 163,792,814,520

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
10/27/2025	Cover Page	Report
12/13/2024	Cover Page	Report
09/26/2023	Cover Page	Report
11/18/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Bruno Peraza

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Bruno Peraza's CRS (Customer Relationship Summary).

Certified licenses

Experience

CETERA WEALTH SERVICES, LLC

CETERA WEALTH SERVICES, LLC

SUMMIT FINANCIAL GROUP INC

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

NEW ENGLAND SECURITIES

THE PARTNERS FINANCIAL GROUP, INC.

CETERA ADVISORS LLC

TRADESTATION SECURITIES, INC.

A. G. EDWARDS & SONS, INC.

MORGAN STANLEY DW INC.

R.K. GRACE & COMPANY

Primary Firm SEC Registration

CETERA INVESTMENT ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 1/13/2006

Series 65

Date: 10/20/1999

Series 63

Date: 8/25/1999

SIE

Date: 10/1/2018

Series 3

Date: 8/13/2001

Series 7

Date: 8/23/1999

Series 10

Date: 8/22/2015

Series 9

Date: 6/12/2015

Series 26

Date: 12/9/2006

FINRA

Current Firm

CETERA INVESTMENT ADVISERS LLC

Contact information

SEC notice filing (53 States and Territories)

Documents

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

CETERA INVESTMENT ADVISERS LLC

TRUST BUT VERIFY

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