Peter Vrooman

SARVER VROOMAN WEALTH ADVISORS LLC | Partner - Wealth Advisor

KANSAS CITY, MO 64114

Some features on this profile are disabled

CRD#: 2429867

Professional summary

Peter Vrooman, CIMA®, who also goes by Peter A Vrooman, Peter Aikins Vrooman, is a registered financial advisor currently at SARVER VROOMAN WEALTH ADVISORS LLC located in Kansas City, Missouri.

Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Peter has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 31, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.

Question & Answer

What are your service offerings?

Trading individual securities

Financial planning

Retirement planning

What is your current number of clients?

Greater than 100

What is your minimum asset requirement?

Are you a "fiduciary"?

Yes

Aliases

Peter A Vrooman | Peter Aikins Vrooman

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

PAV LLC; INV RELATED; KANSAS CITY, MO; 100% OWNERSHIP; START 8/23/2019; NUMBER OF HOURS PER MONTH 160; NUMBER OF HOURS DURING TRADING 160; WEALTH ADVISOR. SARVER VROOMAN WEALTH ADVISORS 401K PLAN; INV RELATED; KANSAS CITY, MO; TRUSTEE; START 1/2020; 1 HR PER MONTH; 1 HR DURING TRADING; FINET PRACTICE 401K PLAN. BARSTOW SCHOOL; INV RELATED; KANSAS CITY, MO; BOARD OF TRUSTEES MEMBER; START 8/15/2022; NUMBER OF HOURS PER MONTH 4; NUMBER OF HOURS DURING TRADING 0; ATTENDING MEETINGS TO DISCUSS BUDGET, ENROLLMENT, FUNDRAISING RESULTS, PERFORMANCE OF ENDOWMENT PORTFOLIO, AND LONG TERM STRATEGIC PLANNING. SARVER VROOMAN WEALTH ADVISORS LLC RIA, INV RELATED, KANSAS CITY, MO, 30% OWNERSHIP; START 5/27/2024, 200 HOURS PER MONTH, 130 HOURS DURING TRADING, RIA

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Vrooman's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CIMA^®

Certified Investment Management Analyst

Experience

Current

February 24, 2025 - Present

SARVER VROOMAN WEALTH ADVISORS LLC

Office #1: 9237 Ward Parkway Suite 320, Kansas City, MO 64114

RIA

CRD#: 332699

KANSAS CITY, MO

Past

August 23, 2019 - March 7, 2025

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

RIA

CRD#: 11025

KANSAS CITY, MO

Past

August 23, 2019 - March 7, 2025

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

CRD#: 11025

KANSAS CITY, MO

Past

May 24, 2013 - August 23, 2019

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MISSION WOODS, KS

Past

May 24, 2013 - August 23, 2019

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MISSION WOODS, KS

Past

April 16, 2009 - June 4, 2013

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

LEAWOOD, KS

Past

April 16, 2009 - June 4, 2013

RBC CAPITAL MARKETS, LLC

CRD#: 31194

LEAWOOD, KS

Past

January 21, 1999 - April 23, 2009

UBS FINANCIAL SERVICES INC.

RIA

CRD#: 8174

KANSAS CITY, MO

Past

December 16, 1998 - April 23, 2009

UBS FINANCIAL SERVICES INC.

CRD#: 8174

KANSAS CITY, MO

Past

March 10, 1994 - November 18, 1998

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Past

January 1, 1994 - January 25, 1994

HIBBARD BROWN & CO., INC.

CRD#: 18246

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SARVER VROOMAN WEALTH ADVISORS LLC

CRD#: 332699 / SEC#: 801-131869

RIA

Registered Investment Advisory firm - (1/21/2025 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Kansas
(2/24/2025)

IAR

Missouri
(2/26/2025)

IAR

Texas
(2/24/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 4/12/1999

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 1/7/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 4/27/2002

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 12/23/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 9

Date: 1/2/2023

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 10

Date: 1/2/2023

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 24

Date: 2/28/1997

General Securities Principal Examination

Principal/Supervisory Exam

Series 8

Date: 10/3/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

SARVER VROOMAN WEALTH ADVISORS LLC

CRD#: 332699 / SEC#: 801-131869

RIA

Registered Investment Advisory firm - (1/21/2025 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

9237 Ward Parkway Suite 320, Kansas City, MO 64114

Mailing Address

Phone number

(816) 601-1150

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/31/2025)

Regulatory assets under management

Total Number of Accounts	920
AUM (Assets Under Management)	$ 436,040,825

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

(xxx) xxx-xxxx

xxxxx@xxxx.xxx

Similar Advisors

Brent Burgesser

BROOKWOOD INVESTMENT GROUP

IAR

ATLANTA, GA

James Magyari

COMMONWEALTH FINANCIAL NETWORK

IAR

Solon, OH

Alicia Larson

OSAIC WEALTH, INC.

IAR

Berkley, MA

We're Here To Help

Advisor Monitoring

Firm Stability Insights

Peter Vrooman

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Peter Vrooman's CRS (Customer Relationship Summary).

Certified licenses

Experience

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

UBS FINANCIAL SERVICES INC.

UBS FINANCIAL SERVICES INC.

AMERIPRISE ADVISOR SERVICES, INC.

HIBBARD BROWN & CO., INC.

Primary Firm SEC Registration

SARVER VROOMAN WEALTH ADVISORS LLC

State Registrations and Notice Filings

Exams

Series 65

Date: 4/12/1999

Series 63

Date: 1/7/1994

SIE

Date: 10/1/2018

Series 31

Date: 4/27/2002

Series 7

Date: 12/23/1993

Series 9

Date: 1/2/2023

Series 10

Date: 1/2/2023

Series 24

Date: 2/28/1997

Series 8

Date: 10/3/1996

Current Firm

SARVER VROOMAN WEALTH ADVISORS LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

SARVER VROOMAN WEALTH ADVISORS LLC

TRUST BUT VERIFY

Contact information

Similar Advisors