Karl M. Kaprelian
Professional summary
Karl Michael Kaprelian JR, who also goes by Karl M Kaprelian Jr, Karl M Kaprelian, Karl Michael Kaprelian, Karl Mike Kaprelian, Michael Kaprelian, Mike Kaprelian, is a registered financial advisor currently at VANGUARD ADVISERS, INC. located in Plano, Texas and VANGUARD MARKETING CORPORATION located in Plano, Texas.
Karl is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Karl has worked at 10 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Karl Michael Kaprelian JR's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 3, 2025 - Present
VANGUARD ADVISERS, INC.
Office #1: 7900 Windrose Avenue, Plano, TX 75024September 3, 2025 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Avenue, Plano, TX 75024September 5, 2023 - June 9, 2025
MORGAN STANLEY
January 11, 2023 - June 9, 2025
MORGAN STANLEY
July 8, 2016 - September 5, 2023
HARRISDIRECT LLC
July 8, 2016 - September 5, 2023
E*TRADE SECURITIES LLC
July 14, 2014 - July 7, 2016
TD AMERITRADE, INC.
July 14, 2014 - July 7, 2016
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
June 23, 2014 - July 7, 2016
TD AMERITRADE, INC.
April 15, 2004 - August 6, 2004
CHARLES SCHWAB & CO., INC.
March 16, 2004 - August 6, 2004
CHARLES SCHWAB & CO., INC.
February 25, 2003 - May 16, 2003
EDWARD JONES
December 6, 1993 - November 1, 2002
FIDELITY BROKERAGE SERVICES LLC
Primary Firm SEC Registration
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
State Registrations and Notice Filings
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Visual representation of state registrations
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Exams
FINRA
Current Firm
VANGUARD ADVISERS, INC.
CRD#: 106715 / SEC#: 801-49601
Contact information
SEC notice filing (53 States and Territories)
Documents
Part 2 Brochures
Regulatory assets under management
| Total Number of Accounts | 698,843 |
| AUM (Assets Under Management) | $ 300,434,933,763 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 07/24/2025 | ||
| 10/23/2024 | ||
| 06/28/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
VANGUARD ADVISERS, INC.
CRD#: 106715Plano, TX 75024TRUST BUT VERIFY
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