Timothy J. Gibson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Timothy Joseph Gibson, who also goes by Tim Gibson, was a registered financial professional .
Timothy is a previously registered financial professional and started their career in finance in 1993. Timothy had worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 1, 2023 - October 2, 2024
LION STREET FINANCIAL, LLC
February 19, 2016 - December 16, 2021
OSAIC FS, INC.
January 16, 2015 - January 20, 2016
OSAIC FS, INC.
May 6, 2010 - January 20, 2015
MML INVESTORS SERVICES, LLC
January 23, 1995 - January 1, 2002
ROBERT W. BAIRD & CO. INCORPORATED
November 18, 1994 - May 7, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
December 9, 1993 - October 12, 1994
METROPOLITAN LIFE INSURANCE COMPANY
December 9, 1993 - October 12, 1994
MSI FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
LION STREET FINANCIAL, LLC
CRD#: 165828 / SEC#: , 8-69183
Contact information
FINRA licenses (23 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
