Kevin J. Kraus
Professional summary
Kevin John Kraus is a registered financial professional currently at ASSETMARK BROKERAGE, LLC located in Concord, California.
Kevin is registered as a RR (Registered Representative) and started their career in finance in 1994. Kevin has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 9, Series 10, Series 24 and Series 8 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Kevin John Kraus's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 29, 2021 - Present
ASSETMARK BROKERAGE, LLC
Office #1: 1655 Grant Street 10th Floor, Concord, CA, 94520November 29, 2017 - January 20, 2021
NATIONAL FINANCIAL SERVICES LLC
May 10, 2017 - January 12, 2021
FIDELITY BROKERAGE SERVICES LLC
June 21, 2013 - January 27, 2015
OPTIONSXPRESS, INC.
September 3, 1994 - June 19, 2015
CHARLES SCHWAB & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/29/2021)
Exams
Series 8
Date: 8/22/1997
General Securities Sales Supervisor Examination (Options Module & General Module)FINRA
Current Firm
ASSETMARK BROKERAGE, LLC
CRD#: 169804 / SEC#: , 8-69391
Contact information
FINRA licenses (53 States and Territories)
Documents
Red Flags
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Company Information
ASSETMARK BROKERAGE, LLC
CRD#: 169804Concord, CA 94520TRUST BUT VERIFY
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