Nicolay W. Delsalto
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Nicolay Wladimir Delsalto, who also goes by Nicolay W Del Salto, Nicolay Del Salto, Nicolay Del Salto, was a registered financial professional .
Nicolay is a previously registered financial professional and started their career in finance in 1993. Nicolay had worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
April 29, 2016 - December 31, 2017
SAXONY SECURITIES, INC.
February 2, 2015 - February 24, 2016
B. RILEY WEALTH MANAGEMENT
January 21, 2015 - February 24, 2016
B. RILEY WEALTH MANAGEMENT
February 20, 2008 - January 26, 2015
DOMINICK & DICKERMAN LLC
February 19, 2008 - January 26, 2015
DOMINICK & DICKERMAN LLC
July 22, 2005 - February 19, 2008
MSI FINANCIAL SERVICES, INC.
April 2, 2003 - July 9, 2007
METROPOLITAN LIFE INSURANCE COMPANY
April 2, 2003 - February 19, 2008
MSI FINANCIAL SERVICES, INC.
June 26, 2001 - January 17, 2003
STANFORD GROUP COMPANY
August 10, 1998 - May 16, 2001
PERSHING LLC
April 17, 1996 - August 12, 1998
PRUDENTIAL EQUITY GROUP, LLC
December 23, 1993 - April 15, 1996
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SAXONY SECURITIES, INC.
CRD#: 115547 / SEC#: , 8-53490
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
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