JH
James B. Hurley
CETERA INVESTMENT ADVISERS LLC
Medford, OR 97504
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CRD#: 2428183
JH
Professional summary
James Bradford Hurley, who also goes by James B Hurley, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Medford, Oregon and CETERA WEALTH SERVICES, LLC located in Medford, Oregon.
James is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. James has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7, Series 6, Series 53 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
James B Hurley
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 9/2022 APX NUMBER OF HOURS PER WEEK: 4; APX NUMBER OF HOURS DURING TRADING HOURS: 4; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, HEALTH, FIXED ANNUITIES AND LONG-TERM CARE; 2) NAME OF ENTITY: Hurley Associates, Inc.; Yes; 1541 NE F Street; Grants Pass; OR; 97526; Financial Services/Dba; Owner; 11/1/2020; 160; 100; Sell and Service Insurance, Securities and Investment Portfolios, Insurance and Risk Management Planning| 3) NAME OF OTHER BUSINESS: HURLEY ORGANIC TEAS-HOT TEAS; INVESTMENT RELATED: NO; ADDRESS: SAME AS RESIDENTIAL LOCATION; NATURE OF BUSINESS: AGRICULTURE; START DATE: 10/2022; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 15 ; APX NUMBER OF HOURS DURING TRADING HOURS: VARIES ; BRIEF DESCRIPTION OF DUTIES: GROWER, MAINTENANCE, OPERATIONS FOR HARVEST OF PLANTS TO PROCESS INTO TEA; 4) NAME OF OTHER BUSINESS: HURLEY WORLD WIDE LLC; INVESTMENT RELATED: NO; ADDRESS: 831 NE 7TH ST, GRANTS PASS, OR 97526; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 10/2024; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: LEASING AN OFFICE BUILDING BACK TO MY FINANCIAL PRACTICE;
CRS (Client Relationship Summary) - RIA
Click below to view James Bradford Hurley's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 29, 2023 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 711 Bennett Ave, Medford, OR 97504Office #2: 831 Ne 7th St, Grants Pass, OR 97526RIA
CRD#: 105644
Medford, OR
Current
June 9, 2021 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 711 Bennett Ave, Medford, OR 97504Office #2: 831 Ne 7th St, Grants Pass, OR 97526BD
CRD#: 13572
Medford, OR
Past
June 9, 2021 - June 29, 2023
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
EL SEGUNDO, CA
Past
August 1, 2016 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
RIA
CRD#: 2882
Grants Pass, OR
Past
July 29, 2016 - June 9, 2021
VOYA FINANCIAL ADVISORS, INC.
BD
CRD#: 2882
Grants Pass, OR
Past
September 28, 2006 - May 28, 2013
THE H GROUP, INC.
RIA
CRD#: 106801
PORTLAND, OR
Past
December 20, 1999 - August 9, 2016
CETERA WEALTH SERVICES, LLC
RIA
CRD#: 13572
GRANTS PASS, OR
Past
September 15, 1999 - August 9, 2016
CETERA WEALTH SERVICES, LLC
BD
CRD#: 13572
GRANTS PASS, OR
Past
December 16, 1993 - May 1, 1997
JOHN HANCOCK MUTUAL LIFE INSURANCE COMPANY
BD
CRD#: 5181
BOSTON, MA
Past
December 16, 1993 - October 13, 1999
SIGNATOR INVESTORS, INC.
BD
CRD#: 468
BOSTON, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/16/2024)
RR
Alaska(1/2/2024)
RR
Arizona(6/9/2021)
RR
Arkansas(11/14/2023)
RR
California(6/9/2021)
RR
Colorado(6/9/2021)
RR
Connecticut(1/2/2024)
RR
Florida(6/10/2021)
RR
Idaho(6/9/2021)
RR
Illinois(6/9/2021)
RR
Iowa(10/7/2021)
RR
Louisiana(6/9/2021)
RR
Montana(6/9/2021)
RR
Nevada(6/9/2021)
RR
New Mexico(5/9/2022)
RR
New York(6/9/2021)
RR
North Carolina(10/5/2021)
RR
Ohio(6/9/2021)
RR
Oklahoma(11/14/2023)
RR
Oregon(6/9/2021)
IAR
Oregon(6/29/2023)
RR
Tennessee(1/2/2024)
RR
Texas(6/9/2021)
IAR
Texas(6/29/2023)
RR
Utah(6/9/2021)
RR
Virginia(6/9/2021)
RR
Washington(6/9/2021)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
