Craig K. Ladkin
Professional summary
Craig Kennedy Ladkin is a registered financial professional currently at FOCUS SECURITIES LLC located in Gainesville, Virginia.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1994. Craig has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 62, Series 79 and Series 7 exams.
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Kennedy Ladkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2011 - Present
FOCUS SECURITIES LLC
Office #1: 7371 Atlas Walk Way #259, Gainesville, VA 20155February 17, 1994 - March 3, 2000
AIG FINANCIAL SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2011)
(1/18/2022)
(4/1/2022)
(7/21/2022)
(8/26/2024)
(11/19/2020)
(10/29/2015)
(8/20/2019)
(10/27/2020)
(6/1/2011)
(11/11/2019)
(6/23/2016)
Exams
What does exam status mean?
Series 62
Passed: 5/10/2012
Series 79
Passed: 5/21/2011
FINRA
Current Firm
FOCUS SECURITIES LLC
CRD#: 150589 / SEC#: , 8-68273
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOCUS CAPITAL ACQUISITION LLC | OWNER | |
| BEARD, ROBERT GLENN | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 5771682 |
| THOMPSON, RICHARD FRANK JR. | FINOP, ER |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
