Craig K. Ladkin
Professional summary
Craig Kennedy Ladkin is a registered financial professional currently at FOCUS SECURITIES LLC located in Gainesville, Virginia.
Craig is registered as a RR (Registered Representative) and started their career in finance in 1994. Craig has worked at 2 firms and has passed the Series 63, Series 65, SIE, Series 62, Series 79 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Craig Kennedy Ladkin's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 23, 2011 - Present
FOCUS SECURITIES LLC
Office #1: 7371 Atlas Walk Way #259, Gainesville, VA 20155February 17, 1994 - March 3, 2000
AIG FINANCIAL SECURITIES CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/1/2011)
(1/18/2022)
(4/1/2022)
(7/21/2022)
(8/26/2024)
(11/19/2020)
(10/29/2015)
(8/20/2019)
(10/27/2020)
(6/1/2011)
(11/11/2019)
(6/23/2016)
Exams
Series 62
Date: 5/10/2012
Corporate Securities Limited Representative ExaminationFINRA
Current Firm
FOCUS SECURITIES LLC
CRD#: 150589 / SEC#: , 8-68273
Contact information
FINRA licenses (46 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FOCUS HOLDINGS USA, INC. | OWNER | |
| BEARD, ROBERT GLENN | PRESIDENT, CEO, CHIEF COMPLIANCE OFFICER | 5771682 |
| THOMPSON, RICHARD FRANK JR. | FINOP, ER |
Red Flags
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