PR
Paige J. Roth
PINE HAVEN INVESTMENT COUNSEL
Fairhaven, MA
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CRD#: 2428098
PR
Professional summary
Paige Johnson Roth, who also goes by Paige Ellen Johnson, Paige Johnson, is a registered financial advisor currently at PINE HAVEN INVESTMENT COUNSEL, INC. located in Fairhaven, Massachusetts.
Paige is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2001. Paige has worked at 1 firm and has passed the Series 65 and Series 2 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Paige Ellen Johnson | Paige Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(1.) NAME OF OBA: ANNA B STEARNS FOUNDATION; ADDRESS OF OBA: C/O GMA FOUNDATION, BOSTON, MASSACHUSETTS 02109; NATURE: FOUNDATION GIVES GRANTS PRIMARILY TO WOMEN AND GIRLS FOCUSED ACTIVITIES IN THE BOSTON AREA; INVESTMENT RELATED: YES; TITLE WITH OBA: BOARD MEMBER AND TREASURER; DUTIES: MEMBER OF THE INVESTMENT COMMITTEE THAT HAS OVERSIGHT OVER THE FOUNDATIONS FUNDS; START DATE: 2017; APPROX. NUMBER OF HOURS/MONTH: 3; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 2 (2.) NAME OF OBA: RED ACRE FARM (DBA RED ACRE FARM FOUNDATION); ADDRESS OF OBA: STOW, MA 01775; NATURE: FOUNDATION GIVES GRANTS PRIMARILY TO ORGANIZATIONS THAT BENEFIT ANIMALS; INVESTMENT RELATED: YES; TITLE WITH OBA: BOARD MEMBER / MEMBER OF AUDIT AND INVESTMENT COMMITTEES; DUTIES: MEMBER OF THE INVESTMENT COMMITTEE THAT HAS OVERSIGHT OVER FOUNDATIONS' INVESTMENTS; START DATE: 2019; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 1; (3.) NAME OF OBA: UNITARIAN UNIVERSALIST SOCIETY OF FAIRHAVEN; ADDRESS OF OBA: FAIRHAVEN, MA 02719; NATURE: CHURCH; INVESTMENT RELATED: YES; TITLE WITH OBA: INVESTMENT AND PROPERTY COMMITTEE MEMBER; DUTIES: MEMBER OF THE INVESTMENT COMMITTEE THAT HAS OVERSIGHT OVER FOUNDATIONS' INVESTMENTS; START DATE: 2004; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: LESS THAN 1 (4.) NAME OF OBA: KELLY OCHOA FOR SCHOOL COMMITTEE; ADDRESS OF OBA: FAIRHAVEN, MA 02719; NATURE: ELECTION COMMITTEE; INVESTMENT RELATED: NO; TITLE WITH OBA: TREASURER: DUTIES: CHECK BOOK, FILINGS WITH ELECTION COMMISSION; START DATE: 02/01/2025; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0. (5.) NAME OF OBA: FRIENDS OF THE COVE; ADDRESS OF OBA: NORTH FALMOUTH, MA; NATURE: NEIGHBORHOOD ASSOCIATION; INVESTMENT RELATED: NO; TITLE WITH OBA: PRESIDENT; DUTIES: RUNNING AN ANNUAL MEETING; START DATE: 09/2023; APPROX. NUMBER OF HOURS/MONTH: 1; APPROX. NUMBER OF HOURS/MONTH DURING TRADING HOURS: 0.
CRS (Client Relationship Summary) - RIA
Click below to view Paige Johnson Roth's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
July 19, 2001 - Present
PINE HAVEN INVESTMENT COUNSEL, INC.
RIA
CRD#: 129365
Fairhaven, MA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PH
PINE HAVEN INVESTMENT COUNSEL, INC.
PINE HAVEN INVESTMENT COUNSEL, INC. | PINE HAVEN INVESTMENT COUSEL, INC.
CRD#: 129365 / SEC#: 801-71502
RIA
Registered Investment Advisory firm - (5/28/2010 Approved)California
Registered Investment Advisory firm - (6/14/2010 Terminated)Massachusetts
Registered Investment Advisory firm - (6/15/2010 Terminated)Oregon
Registered Investment Advisory firm - (6/11/2010 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Massachusetts(7/19/2001)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 2
Date: 11/14/1995
Non-Member General Securities ExaminationCurrent Firm
PH
PINE HAVEN INVESTMENT COUNSEL, INC.
PINE HAVEN INVESTMENT COUNSEL, INC. | PINE HAVEN INVESTMENT COUSEL, INC.
CRD#: 129365 / SEC#: 801-71502
RIA
Registered Investment Advisory firm - (5/28/2010 Approved)California
Registered Investment Advisory firm - (6/14/2010 Terminated)Massachusetts
Registered Investment Advisory firm - (6/15/2010 Terminated)Oregon
Registered Investment Advisory firm - (6/11/2010 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
Fairhaven, MA
Mailing Address
Phone number
(508) 993-0336
Established
Firm type
Fiscal year end
# of Employees
3
SEC notice filing (6 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 297 |
| AUM (Assets Under Management) | $ 169,965,996 |
Red Flags
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