Alex D. Karavousanos

ARISTON ADVISORS LLC

Garden City, NY

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CRD#: 2427161

Professional summary

Alex Douglas Karavousanos, who also goes by Alexander Douglas Karavousanos, is a registered financial advisor currently at ARISTON ADVISORS LLC located in Garden City, New York.

Alex is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Alex has worked at 8 firms and has passed the Series 65, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Alexander Douglas Karavousanos

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

EASYSEND; GARDEN CITY, NEW YORK; NO INVESTMENT RELATED; EASYSEND IS A NO-COSE SAAS BASED PLATFORM THAT PROVIDES DIGITAL TRANSFORMATION SOLUTIONS; VP, HEAD OF BUSINESS DEVELOPMENT; START DATE 03/2021; I WORK FULL TIME FOR EASYSEND;140+ HOURS PER MONTH; 40+ HOURS DURING SECURITIES TRADING; I AM RESPONSIBLE FOR BUSINESS DEVELOPMENT AND PARTNERSHIPS IN THE AMERICAS.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Douglas Karavousanos's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 16, 2021 - Present

ARISTON ADVISORS LLC

RIA

CRD#: 131811

Garden City, NY

Past

December 8, 2011 - December 31, 2016

CONSOLIDATED PORTFOLIO REVIEW CORP

RIA

CRD#: 112694

WOODBURY, NY

Past

May 24, 2004 - January 3, 2005

REUTERS TRANSACTION SERVICES LLC

CRD#: 13245

NEW YORK, NY

Past

August 21, 2001 - December 13, 2001

BRILL SECURITIES, INC.

CRD#: 18565

NEW YORK, NY

Past

July 7, 2000 - August 15, 2001

EISNER SECURITIES, INC.

CRD#: 40585

ST. LOUIS, MO

Past

July 17, 1995 - July 7, 2000

SECWEST SECURITIES, INC.

CRD#: 25966

FT. LAUDERDALE, FL

Past

May 26, 1995 - June 19, 1995

SECWEST SECURITIES, INC.

CRD#: 25966

Past

February 27, 1995 - May 26, 1995

INVEST FINANCIAL CORPORATION

CRD#: 12984

APPLETON, WI

Past

September 26, 1994 - January 11, 1995

CONTINENTAL BROKER-DEALER CORP.

CRD#: 14048

CARLE PLACE, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

New York
(8/16/2021)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/23/2004

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 10/11/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 9/24/1994

General Securities Representative Examination

Current Firm

ARISTON ADVISORS LLC

CRD#: 131811 / SEC#:

New York

Registered Investment Advisory firm - (10/20/2004 Approved)

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Contact information

Main Address

Garden City, NY

Mailing Address

Phone number

(516) 684-9800

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Alex D. Karavousanos

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Alex Douglas Karavousanos's CRS (Customer Relationship Summary).

Certified licenses

Experience

ARISTON ADVISORS LLC

CONSOLIDATED PORTFOLIO REVIEW CORP

REUTERS TRANSACTION SERVICES LLC

BRILL SECURITIES, INC.

EISNER SECURITIES, INC.

SECWEST SECURITIES, INC.

SECWEST SECURITIES, INC.

INVEST FINANCIAL CORPORATION

CONTINENTAL BROKER-DEALER CORP.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/23/2004

Series 63

Date: 10/11/1994

Series 7

Date: 9/24/1994

Current Firm

ARISTON ADVISORS LLC

Contact information

Documents

Red Flags

Company Information

ARISTON ADVISORS LLC

TRUST BUT VERIFY

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