DC
David M. Collins
LEGACY INVESTMENT STRATEGIES
Hagerstown, MD 21740
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CRD#: 2426858
DC
Professional summary
David Matthew Collins, who also goes by David M. Collins, is a registered financial advisor currently at LEGACY INVESTMENT STRATEGIES, LLC located in Hagerstown, Maryland and LPL FINANCIAL LLC located in Hagerstown, Maryland.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. David has worked at 13 firms and has passed the Series 66, Series 65, Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David M. Collins
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) 05/01/2024 - Onelife - Non-Inv Related - Hagerstown, MD - Outside/W-2 Employment - Fitness Instructor - Started: 1/1/2010 - 12 Hrs/Mo; 8% of Time Spent. 2) 05/01/2024 - King Street Professional Center, LLC - Inv Related - At Reported Business Location(s) - Real Estate Rental - Started: 9/1/2014 - 2 Hrs/Mo; 1 Hr During Trading. 3) 05/01/2024 - No Business Name - Inv Related - At Reported Business Location(s) - Non-Variable Insurance - Started: 1/1/1995 - 60 Hrs/Mo; 15 Hrs During Trading. 4) 05/01/2024 - Medicare Back Office Group - At Reported Business Location(s) - Outside/W-2 Employment - Started: 7/1/2021 - 1 Hrs/Mo During Trading. 5) 05/07/2024 - LEGACY INVESTMENT STRATEGIES, LLC - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - Advisor - Started: 4/1/2024 - 160 Hrs/Mo; 8 Hrs During Trading - I provide investment advisory services through Legacy Investment Strategies LLC, an independent investment advisor firm. I started this business activity in 5/2024. I expect to spend approximately 160 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 6) 08/07/2024 - Integra Wealth Solutions - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 07/12/2024 - 160 Hours Per Month/ During Trading
CRS (Client Relationship Summary) - RIA
Click below to view David Matthew Collins's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 3, 2024 - Present
LEGACY INVESTMENT STRATEGIES, LLC
Office #1: 119 King Street, Hagerstown, MD 21740RIA
CRD#: 117423
Hagerstown, MD
Current
May 1, 2024 - Present
LPL FINANCIAL LLC
Office #1: 119 King St, Hagerstown, MD 21740RIA
BD
CRD#: 6413
Hagerstown, MD
Past
January 26, 2018 - April 30, 2024
CROWN CAPITAL SECURITIES, L.P.
RIA
CRD#: 6312
HAGERSTOWN, MD
Past
January 26, 2018 - May 1, 2024
CROWN CAPITAL SECURITIES, L.P.
BD
CRD#: 6312
HAGERSTOWN, MD
Past
July 25, 2017 - February 12, 2018
CL WEALTH MANAGEMENT LLC
RIA
CRD#: 134922
Hagerstown, MD
Past
June 6, 2017 - February 12, 2018
CABOT LODGE SECURITIES LLC
BD
CRD#: 159712
HAGERSTOWN, MD
Past
June 22, 2010 - July 6, 2017
WILBANKS SECURITIES ADVISORY
RIA
CRD#: 118304
HAGERSTOWN, MD
Past
June 22, 2010 - July 6, 2017
WILBANKS SECURITIES, INC.
BD
CRD#: 40673
HAGERSTOWN, MD
Past
February 3, 2010 - June 22, 2010
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
HAGERSTOWN, MD
Past
February 1, 2010 - June 22, 2010
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
HAGARSTOWN, MD
Past
April 27, 2005 - February 4, 2010
WILBANKS SECURITIES ADVISORY
RIA
CRD#: 118304
HAGERSTOWN, MD
Past
June 21, 1999 - February 4, 2010
WILBANKS SECURITIES, INC.
BD
CRD#: 40673
HAGERSTOWN, MD
Past
November 16, 1995 - June 25, 1999
THE EQUITABLE LIFE ASSURANCE SOCIETY OF THE UNITED STATES
BD
CRD#: 4039
NEW YORK, NY
Past
November 16, 1995 - June 25, 1999
EQUITABLE ADVISORS, LLC
BD
CRD#: 6627
NEW YORK, NY
Past
May 11, 1994 - October 24, 1995
ALLFIRST BROKERAGE CORPORATION
BD
CRD#: 17531
BALTIMORE, MD
Past
February 17, 1994 - April 13, 1994
T. ROWE PRICE INVESTMENT SERVICES, INC.
BD
CRD#: 8348
BALTIMORE, MD
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/1/2024)
RR
California(5/1/2024)
RR
Colorado(5/1/2024)
RR
Delaware(5/1/2024)
RR
Florida(7/3/2024)
RR
Georgia(5/1/2024)
IAR
Maryland(4/3/2024)
RR
Maryland(5/1/2024)
RR
Michigan(5/1/2024)
RR
Nebraska(5/1/2024)
RR
North Carolina(5/1/2024)
RR
Ohio(5/1/2024)
RR
Oregon(5/1/2024)
RR
Pennsylvania(5/1/2024)
RR
South Carolina(5/1/2024)
RR
Texas(5/1/2024)
RR
Virginia(5/1/2024)
RR
West Virginia(5/1/2024)
RR
Wisconsin(5/1/2024)
Exams
State Security Law Exam
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
LI
LEGACY INVESTMENT STRATEGIES, LLC
I2 ADVISORS | OLSEN, JAMES WILLIAM | OLSEN & GUIDRY, LLC | MGM FINANCIAL GROUP | MGM FINANCIAL | LEGACY INVESTMENT STRATEGIES, LLC | LEGACY INVESTMENT STRATEGIES, L.L.C. | LEGACY INVESTMENT STRATEGIES | JAMES W. OLSEN, CFP AND ASSOCIATES | INTEGRA WEALTH MANAGEMENT
CRD#: 117423 / SEC#:
California
Registered Investment Advisory firm - (5/28/2024 Approved)Louisiana
Registered Investment Advisory firm - (2/1/2002 Approved)Maryland
Registered Investment Advisory firm - (4/3/2024 Approved)Michigan
Registered Investment Advisory firm - (5/1/2025 Terminated)Texas
Registered Investment Advisory firm - (5/18/2016 Conditional Restricted)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
3445 N Causeway Blvd Suite 905, Metairie, LA 70002
Mailing Address
Phone number
(504) 361-7788
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 359 |
| AUM (Assets Under Management) | $ 103,939,545 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
