Kenneth L. Clark

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CRD#: 2426017

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Kenneth Lee Clark, who also goes by Ken L Clark, Ken Clark, was a registered financial professional .

Kenneth is a previously registered financial professional and started their career in finance in 1994. Kenneth had worked at 8 firms and has passed the Series 66, Series 65, Series 63, Series 7TO, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Ken L Clark | Ken Clark

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

ALL AROUND, INC. POSITION: President NATURE: I buy, sell, rent, rehab real estate properties. I am a Homevestors franchisee.Homevestors advertises under its brand to gain interest of prospective sellers of off market properties. I meet with, negotiate and execute the purchase of properties. I then rehab, rent and/or market for sale such properties. Most often such sales are completed via the Multiple Listing Service. I am a licensed real estate agent (NC 284333). I do not usually represent 3rd party clients. I own 55 rental units INVESTMENT RELATED: No NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 START DATE: 03/18/2015 ADDRESS: 900 Covered Bridge Trail, Chapel Hill NC 27517, United States DESCRIPTION: I buy sell rehab and rent residential real estate as a principal investor and landlord VITAL RECORDS CONTROL POSITION: Regional Vice President NATURE: Records Storage, Secure Destruction, Document Scanning, Media Vaulting INVESTMENT RELATED: No NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 09/01/2021 ADDRESS: 900 Covered Bridge Trail, Chapel Hill NC 27517, United States DESCRIPTION: Remotely manage managers in warehouse and courier operations.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Past

March 16, 2021 - August 31, 2023

ALLSTATE FINANCIAL ADVISORS, LLC

RIA

CRD#: 109524

Lumberton, NC

Past

March 15, 2021 - August 31, 2023

ALLSTATE FINANCIAL SERVICES, LLC

CRD#: 18272

Lumberton, NC

Past

August 17, 2018 - October 30, 2018

EDWARD JONES

RIA

CRD#: 250

Chapel Hill, NC

Past

July 25, 2018 - October 30, 2018

EDWARD JONES

CRD#: 250

ST. LOUIS, MO

Past

July 28, 2009 - September 22, 2009

THRIVENT INVESTMENT MANAGEMENT INC.

RIA

CRD#: 18387

WARRENTON, VA

Past

July 20, 2009 - September 22, 2009

THRIVENT INVESTMENT MANAGEMENT INC.

CRD#: 18387

WARRENTON, VA

Past

April 11, 2002 - August 1, 2005

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

ST. PETERSBURG, FL

Past

May 18, 2000 - March 28, 2002

IFG NETWORK SECURITIES, INC.

CRD#: 19948

ATLANTA, GA

Past

May 11, 1999 - April 6, 2000

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

January 5, 1994 - April 26, 1999

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 3/15/2021

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 2/8/1994

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/1/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7TO

Date: 3/15/2021

General Securities Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 7/25/2018

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 7/16/2021

General Securities Principal Examination

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA

Registered Investment Advisory firm - (11/21/2007 Approved)

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Contact information

Main Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Mailing Address

151 N 8th Street, Suite 450, Lincoln, NE 68508

Phone number

(877) 232-2142

Established

Firm type

Fiscal year end

# of Employees

337

SEC notice filing (49 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts	280
AUM (Assets Under Management)	$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kenneth L. Clark

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

ALLSTATE FINANCIAL SERVICES, LLC

EDWARD JONES

EDWARD JONES

THRIVENT INVESTMENT MANAGEMENT INC.

THRIVENT INVESTMENT MANAGEMENT INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

IFG NETWORK SECURITIES, INC.

FIRST UNION BROKERAGE SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ALLSTATE FINANCIAL ADVISORS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 3/15/2021

Series 65

Date: 2/8/1994

Series 63

Date: 2/1/1994

Series 7TO

Date: 3/15/2021

SIE

Date: 10/1/2018

Series 7

Date: 7/25/2018

Series 24

Date: 7/16/2021

Current Firm

ALLSTATE FINANCIAL ADVISORS, LLC

Contact information

SEC notice filing (49 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

TRUST BUT VERIFY

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