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MJ

Marc S. Jarman

PAYCHEX SECURITIES
West Palm Beach, FL 33411
Some features on this profile are disabled
CRD#: 2425966
MJ

Professional summary


Marc Steven Jarman, who also goes by Marc Jarman, is a registered financial professional currently at PAYCHEX SECURITIES CORPORATION located in West Palm Beach, Florida.

Marc is registered as a RR (Registered Representative) and started their career in finance in 1994. Marc has worked at 24 firms and has passed the Series 63, Series 65, Series 6TO, SIE and Series 7 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


Marc Jarman

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view Marc Steven Jarman's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

July 28, 2023 - Present

PAYCHEX SECURITIES CORPORATION

Office #1: 2054 Vista Parkway, West Palm Beach, FL 33411
BD
CRD#: 39733
West Palm Beach, FL
Past

April 16, 2020 - November 20, 2020

FNEX CAPITAL, LLC

BD
CRD#: 166316
INDIANAPOLIS, IN
Past

March 9, 2020 - March 31, 2020

FORESIDE FUND SERVICES, LLC

BD
CRD#: 46106
Sarasota, FL
Past

April 23, 2019 - January 27, 2020

MOMENTIX CAPITAL, INC.

BD
CRD#: 20130
Massapequa, NY
Past

July 31, 2018 - April 25, 2019

COMPASS SECURITIES CORPORATION

BD
CRD#: 16168
BRAINTREE, MA
Past

August 10, 2017 - March 21, 2018

FRONTIER SOLUTIONS, LLC

BD
CRD#: 136102
RICHMOND, VA
Past

April 10, 2017 - August 2, 2017

INNOVATION PARTNERS LLC

BD
CRD#: 146344
CHARLOTTE, NC
Past

January 6, 2017 - April 10, 2017

FIRST DOMINION CAPITAL CORP.

BD
CRD#: 16330
RICHMOND, VA
Past

September 7, 2016 - December 31, 2016

TSC DISTRIBUTORS, LLC

BD
CRD#: 37058
BOSTON, MA
Past

March 16, 2015 - January 12, 2016

TSC DISTRIBUTORS, LLC

BD
CRD#: 37058
BOSTON, MA
Past

August 27, 2013 - March 13, 2015

MIDAMERICA FINANCIAL SERVICES, INC.

BD
CRD#: 47351
JOPLIN, MO
Past

June 20, 2012 - May 30, 2013

SENTINEL FINANCIAL SERVICES COMPANY

BD
CRD#: 31175
MONTPELIER, VT
Past

August 13, 2010 - June 6, 2012

GUARDIAN INVESTOR SERVICES LLC

BD
CRD#: 6635
NEW YORK, NY
Past

March 31, 2010 - August 10, 2010

NORTHERN LIGHTS DISTRIBUTORS, LLC

BD
CRD#: 126159
ELKHORN, NE
Past

March 6, 2009 - March 6, 2009

PUTNAM INVESTMENT MANAGEMENT, LLC

RIA
CRD#: 106629
BOSTON, MA
Past

April 9, 2008 - March 6, 2009

PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP

BD
CRD#: 7325
BOSTON, MA
Past

July 20, 2006 - September 29, 2006

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BD
CRD#: 7691
WAYNE, NJ
Past

October 21, 2002 - May 5, 2006

ADP BROKER-DEALER, INC.

BD
CRD#: 37693
ROSELAND, NJ
Past

March 15, 2002 - July 3, 2002

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ST. LOUIS, MO
Past

March 22, 1999 - May 23, 2001

UBS FINANCIAL SERVICES INC.

BD
CRD#: 8174
WEEHAWKEN, NJ
Past

March 17, 1998 - June 4, 1998

EQUITABLE DISTRIBUTORS, LLC

BD
CRD#: 25900
CHARLOTTE, NC
Past

June 21, 1996 - October 15, 1996

GIBRALTAR SECURITIES CO.

BD
CRD#: 7093
FLORHAM PARK, NJ
Past

May 28, 1996 - June 11, 1996

HALPERT AND COMPANY, INC.

BD
CRD#: 7094
MILLBURN, NJ
Past

July 28, 1994 - May 28, 1996

J. B. HANAUER & CO.

BD
CRD#: 6958
PARSIPPANY, NJ
Past

January 1, 1994 - February 1, 1994

RICKEL & ASSOCIATES, INC.

BD
CRD#: 7839
NEW YORK, NY

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Alabama
(8/18/2023)
RR
Alaska
(8/25/2023)
RR
Arizona
(8/10/2023)
RR
Arkansas
(8/24/2023)
RR
California
(8/21/2023)
RR
Colorado
(7/31/2023)
RR
Connecticut
(7/31/2023)
RR
Delaware
(8/23/2023)
RR
District of Columbia
(8/8/2023)
RR
Florida
(7/31/2023)
RR
Georgia
(8/21/2023)
RR
Hawaii
(9/6/2023)
RR
Idaho
(8/2/2023)
RR
Illinois
(8/21/2023)
RR
Indiana
(8/31/2023)
RR
Iowa
(8/21/2023)
RR
Kansas
(8/18/2023)
RR
Kentucky
(8/21/2023)
RR
Louisiana
(8/4/2023)
RR
Maine
(8/21/2023)
RR
Maryland
(8/1/2023)
RR
Massachusetts
(8/21/2023)
RR
Michigan
(8/22/2023)
RR
Minnesota
(8/21/2023)
RR
Mississippi
(8/21/2023)
RR
Missouri
(8/18/2023)
RR
Montana
(8/22/2023)
RR
Nebraska
(8/18/2023)
RR
Nevada
(8/24/2023)
RR
New Hampshire
(8/28/2023)
RR
New Jersey
(8/21/2023)
RR
New Mexico
(8/21/2023)
RR
New York
(8/19/2023)
RR
North Carolina
(8/21/2023)
RR
North Dakota
(8/21/2023)
RR
Ohio
(8/21/2023)
RR
Oklahoma
(8/21/2023)
RR
Oregon
(8/23/2023)
RR
Pennsylvania
(8/21/2023)
RR
Rhode Island
(8/22/2023)
RR
South Carolina
(8/21/2023)
RR
South Dakota
(8/18/2023)
RR
Texas
(8/21/2023)
RR
Utah
(8/22/2023)
RR
Vermont
(8/21/2023)
RR
Virginia
(8/18/2023)
RR
Washington
(8/21/2023)
RR
West Virginia
(8/21/2023)
RR
Wisconsin
(8/21/2023)
RR
Wyoming
(8/23/2023)

Exams


State Security Law Exam
RR
Series 63
Date: 8/18/2023
Uniform Securities Agent State Law Examination
State Security Law Exam
General Industry/Product Exam
RR
Series 6TO
Date: 7/27/2023
Investment Company Products/Variable Contracts Representative Examination
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA

Current Firm


PS
PAYCHEX SECURITIES CORPORATION
PAYCHEX SECURITIES CORPORATION

CRD#: 39733 / SEC#: , 8-48942

BD
Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)
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Contact information


Main Address
220 Kenneth Drive, Rochester, NY 14623
Mailing Address
220 Kenneth Drive, Rochester, NY 14623
Phone number
(585) 336-6545
Established
New York since 07/17/1995
Firm type
Corporation
Fiscal year end
May
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
PAYCHEX HOLDINGS, LLCPARENT CORP
SCHRADER, ROBERT LEWISDIRECTOR7827962
SIMMONS, CHRISTOPHER CARLTREASURER7621466
WILEY, CHRISTINE LEEPRESIDENT3108303
WILEY, CHRISTINE LEECHIEF COMPLIANCE OFFICER3108303

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


PAYCHEX SECURITIES CORPORATION

CRD#: 39733West Palm Beach, FL 33411

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