Robert C. Hemmick
Professional summary
Robert Clinton Hemmick IV, who also goes by Bob Hemmick, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Robert is registered as a RR (Registered Representative) and started their career in finance in 1974. Robert has worked at 5 firms and has passed the Series 63, Series 7TO, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Robert Clinton Hemmick IV's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 1, 2014 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901October 26, 2006 - April 2, 2014
VOYA FINANCIAL ADVISORS, INC.
April 7, 2000 - October 30, 2006
HORNOR, TOWNSEND & KENT, LLC
May 4, 1994 - April 6, 2000
WALNUT STREET SECURITIES, INC.
October 9, 1974 - May 3, 1994
LINCOLN FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(7/1/2014)
(7/1/2014)
Exams
Series 7TO
Date: 1/2/2023
General Securities Representative ExaminationSeries 1
Date: 10/1/1974
Registered Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
