Gerard P. Lennon

CELADON FINANCIAL GROUP LLC

Denver, CO

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CRD#: 2425507

Professional summary

Gerard Peter Lennon is a registered financial professional currently at CELADON FINANCIAL GROUP LLC located in Denver, Colorado.

Gerard is registered as a RR (Registered Representative) and started their career in finance in 1994. Gerard has worked at 5 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gerard Peter Lennon's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 1, 2022 - Present

CELADON FINANCIAL GROUP LLC

CRD#: 36538

Denver, CO

Past

January 5, 2015 - April 4, 2022

WALL STREET ACCESS

CRD#: 10012

Mountainside, NJ

Past

February 19, 2007 - January 20, 2015

GRACE FINANCIAL GROUP LLC

CRD#: 104133

FANWOOD, NJ

Past

February 29, 1996 - January 24, 2007

REDWOOD BROKERAGE LLC

CRD#: 39416

NEW YORK, NY

Past

January 27, 1994 - February 29, 1996

KEANE SECURITIES CO., INC.

CRD#: 8452

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Colorado
(2/15/2024)

Idaho
(10/3/2023)

New Jersey
(4/1/2022)

New York
(4/1/2022)

Puerto Rico
(4/22/2022)

Exams

State Security Law Exam

Series 63

Date: 2/22/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 1/31/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 1/26/1994

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/9/1998

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

CELADON FINANCIAL GROUP LLC

CELADON FINANCIAL GROUP LLC | SECURITIES & INVESTMENT PLANNING CO. | CELADONFINANCIAL.COM

CRD#: 36538 / SEC#: , 8-47288

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Mailing Address

89 Headquarters Plaza North Pmb 1483, Morristown, NJ 07960

Phone number

(973) 701-8033

Established

Delaware since 03/09/2009

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (34 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
HERSCH, DARYL SCOTT	CEO/MAJORITY MEMBER/GSP/ROSFP	1255474
CAMBRIA HOLDINGS, INC.	MINORITY MEMBER
COSTINE, MELISSA ANNE	OPERATIONS MANAGER/GSP	2646983
NAVAS, NELSON GABRIEL	CFO/FINOP/GSP	5092353
PASTINE, ARMAND RALPH	HEAD OF CAPITAL MARKETS/GSP	2257531
WALDMAN, PAUL MITCHELL	CCO/AMLCO/GSP/ROSFP	1885767

Disclosures

Regulatory Event	9
Arbitration	1

Red Flags

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Gerard P. Lennon

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Gerard Peter Lennon's CRS (Customer Relationship Summary).

Certified licenses

Experience

WALL STREET ACCESS

GRACE FINANCIAL GROUP LLC

REDWOOD BROKERAGE LLC

KEANE SECURITIES CO., INC.

State Registrations and Notice Filings

Exams

Series 63

Date: 2/22/1994

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 1/31/2000

Series 7

Date: 1/26/1994

Series 24

Date: 2/9/1998

FINRA

Nasdaq Stock Market

Current Firm

CELADON FINANCIAL GROUP LLC

Contact information

FINRA licenses (34 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

CELADON FINANCIAL GROUP LLC

TRUST BUT VERIFY

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