GR
Gregory S. Raines
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Etowah, TN 37331
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CRD#: 2424857
GR
Professional summary
Gregory Scott Raines, who also goes by Gregory S Raines, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Etowah, Tennessee and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Glen Allen, Virginia.
Gregory is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Gregory has worked at 5 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Gregory S Raines
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. THE COMMONWEALTH GROUP INC, 6 BRIDGEHAMPTON PL, RICHMOND, VA, 11/1987 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. 2 HR/WK - 0/TRADING. 2. BENEFIT PARTNERS INC, 6 BRIDGEHAMPTON PL, RICHMOND, VA, 6/2011 AS INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 2/WK - 0/TRADING. 3. GSRC INC, 6 BRIDGEHAMPTON PL, RICHMOND, VA, 3/2016 AS CEO OF CORPORATION TO PROVIDE PAYROLL AND BENEFIT SERVICES TO ATLANTIC FINANCIAL GROUP AND THE COMMONWEALTH GROUP. NIR - 5/WK - 2.5/TRADING. 5. CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 2 HR/WK - 2/TRADING. 07/23/12. 6. TAG ADVISORS, 4801 COX RD STE 102, GLEN ALLEN, VA, 03/2016. CHIEF EXECUTIVE OFFICER/ FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-40/WK-6.5/TRADING. 7. THE COMMONWEALTH GROUP, INC, 6 BRIDGEHAMPTON PLACE, RICHMOND, VA,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES, 11/01/87, PRESIDENT, NIR, 2/WK- 0/TRADING 8. GSR PRIVATE PRACTICE, 6 BRIDGHAMPTON PLACE, RICHMOND, VA,INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES,11/01/20, NIR, CEO/PRESIDENT, 15/WK- 10/TRADING 9. EVERYINCOME, INC, 1950 OLD GALLOWS ROAD, STE 770, VIENNA, VA, ADV BOARD MEMBER, 04/01/21, NIR, CONSULTANT, 2 HR/WK- 0/TRADING HR. 10. TAG CHARITY, 4801 Cox Road, Suite 102, Glen Allen VA 23060, United States, 02/01/2025, Board Member, Administrative, INV REL, 1 HR/MO- 1HR/TRADING HR. 11. TAG PROTECT, 4801 Cox Road, Richmond VA 23060, United States, 10/31/2025, Owner, Insurance/Benefits/Human Resources, NIR, (3) HR/MO - (3) HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Gregory Scott Raines's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 18, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #1: 400-a Tennessee Ave. Ste. 1, Etowah, TN 37331Office #2: 5066 S Amherst Hwy. Ste. 104, Madison Heights, VA 24572Office #3: 4801 Cox Rd. Ste 102, Glen Allen, VA 23060RIA
CRD#: 134139
Etowah, TN
Current
August 18, 2011 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 4801 Cox Rd. Suite 102, Glen Allen, VA 23060Office #2: 400-a Tennessee Ave. Ste. 1, Etowah, TN 37331Office #3: 5066 S Amherst Highway Ste 104, Madison Heights, VA 24572BD
CRD#: 39543
Glen Allen, VA
Past
February 4, 2009 - August 25, 2011
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
RICHMOND, VA
Past
February 3, 2009 - August 25, 2011
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
RICHMOND, VA
Past
February 17, 2000 - January 26, 2009
TOWER SQUARE SECURITIES, INC.
RIA
CRD#: 833
RICHMOND, VA
Past
May 23, 1996 - January 26, 2009
TOWER SQUARE SECURITIES, INC.
BD
CRD#: 833
RICHMOND, VA
Past
April 8, 1994 - May 22, 1996
MML INVESTORS SERVICES, LLC
BD
CRD#: 10409
SPRINGFIELD, MA
Past
January 1, 1994 - April 12, 1994
HORNOR, TOWNSEND & KENT, LLC
BD
CRD#: 4031
CONSHOHOCKEN, PA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(1/3/2017)
RR
Alaska(1/3/2017)
RR
Arizona(8/29/2011)
RR
Arkansas(8/14/2012)
RR
California(9/1/2011)
RR
Colorado(9/1/2011)
RR
Connecticut(8/14/2012)
RR
Delaware(10/25/2011)
RR
District of Columbia(9/15/2011)
RR
Florida(8/19/2011)
RR
Georgia(8/18/2011)
RR
Hawaii(1/3/2017)
RR
Idaho(1/3/2017)
RR
Illinois(9/1/2011)
RR
Indiana(9/1/2011)
RR
Iowa(1/2/2014)
RR
Kansas(10/24/2011)
RR
Kentucky(9/1/2011)
RR
Louisiana(8/25/2011)
RR
Maine(1/3/2017)
RR
Maryland(9/1/2011)
RR
Massachusetts(11/7/2011)
RR
Michigan(9/1/2011)
RR
Minnesota(11/7/2011)
RR
Mississippi(8/25/2011)
RR
Missouri(8/18/2011)
RR
Montana(9/1/2011)
RR
Nebraska(1/3/2017)
RR
Nevada(1/3/2017)
RR
New Hampshire(11/7/2011)
RR
New Jersey(9/1/2011)
RR
New Mexico(1/3/2017)
RR
New York(8/18/2011)
RR
North Carolina(8/18/2011)
RR
North Dakota(1/3/2017)
RR
Ohio(8/29/2011)
RR
Oklahoma(11/7/2011)
RR
Oregon(9/1/2011)
RR
Pennsylvania(9/1/2011)
RR
Rhode Island(1/3/2017)
RR
South Carolina(8/18/2011)
RR
South Dakota(8/23/2019)
RR
Tennessee(11/7/2011)
RR
Texas(9/1/2011)
IAR
Texas(1/5/2016)
RR
Utah(1/9/2012)
RR
Vermont(1/3/2017)
RR
Virginia(8/18/2011)
IAR
Virginia(8/18/2011)
RR
Washington(5/10/2019)
RR
West Virginia(9/1/2011)
RR
Wisconsin(1/3/2017)
RR
Wyoming(1/3/2017)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
CRD#: 134139Etowah, TN 37331TRUST BUT VERIFY
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