Anthony P. Durkan
Professional summary
Anthony P Durkan, who also goes by Anthony Paul Durkan, Tony Durkan, is a registered financial professional currently at FIDELITY BROKERAGE SERVICES LLC located in Boston, Massachusetts.
Anthony is registered as a RR (Registered Representative) and started their career in finance in 1993. Anthony has worked at 10 firms and has passed the Series 65, Series 63, Series 52TO, SIE, Series 31, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Anthony P Durkan's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 5, 2011 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 245 Summer Street, Boston, MA 02210Office #2: 900 Salem Street, Smithfield, RI 02917September 22, 2010 - September 12, 2011
PUTNAM INVESTMENT MANAGEMENT, LLC
September 22, 2010 - September 12, 2011
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
September 1, 2009 - September 14, 2010
SENTINEL PENSION ADVISORS, LLC.
August 25, 2009 - September 14, 2010
SENTINEL SECURITIES, LLC.
May 6, 2008 - June 26, 2009
CETERA INVESTMENT SERVICES LLC
March 6, 2008 - June 26, 2009
BANCNORTH INVESTMENT GROUP, INC.
January 1, 2008 - March 4, 2008
FIDELITY BROKERAGE SERVICES LLC
May 27, 1998 - January 1, 2008
FIDELITY DISTRIBUTORS COMPANY LLC
July 14, 1997 - March 26, 1998
MORGAN STANLEY DW INC.
December 13, 1993 - August 19, 1994
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/7/2015)
(10/10/2011)
(1/6/2017)
(10/5/2011)
(10/10/2011)
(10/10/2011)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationFINRA
New York Stock Exchange
Current Firm
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784 / SEC#: , 8-23292
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIDELITY GLOBAL BROKERAGE GROUP, INC. | MEMBER | |
| BRANDNER, CLINT RYAN | CHIEF OPERATIONS OFFICER | 7209362 |
| CENATIEMPO, PHILIP J | HEAD OF STRATEGY, PLANNING & ADVICE | 4809405 |
| DYER, JANET MARIE | CO - CHIEF COMPLIANCE OFFICER | 3186352 |
| MAHNA, ROHIT | HEAD OF CLIENT GROWTH | 4078386 |
| MASCIALINO, ROBERT RAYMOND | PRESIDENT/CEO/DIRECTOR | 2078086 |
| MCLAUGHLIN, KEVIN MICHAEL | CHIEF FINANCIAL OFFICER | 5392417 |
| MERKEN, GAIL RACHEL | CHIEF COMPLIANCE OFFICER | 5546717 |
| PETERSON, PAUL DAVID | HEAD OF INVESTMENT ADVISOR GROUP | 2387115 |
| STURDY, CHARLES HANCOCK | SECRETARY AND GENERAL COUNSEL |
Disclosures
| Regulatory Event | 23 |
| Arbitration | 124 |
Red Flags
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Company Information
FIDELITY BROKERAGE SERVICES LLC
CRD#: 7784Boston, MA 02210TRUST BUT VERIFY
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