Sergio F. Bio
Professional summary
Sergio Fausto Bio, who also goes by Sergio F Bio, Sergio Bio, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Clifton, New Jersey and STATE FARM VP MANAGEMENT CORP. located in Upr Montclair, New Jersey.
Sergio is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. Sergio has worked at 14 firms and has passed the Series 66, Series 63, Series 6TO, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Sergio Fausto Bio's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2022 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 114 Market St, Clifton, NJ 07012December 11, 2008 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 248 Lorraine Avenue, #12, Upr Montclair, NJ 07043November 5, 2007 - May 29, 2008
CETERA WEALTH SERVICES, LLC
September 19, 2006 - October 25, 2006
INVEST FINANCIAL CORPORATION
September 14, 2006 - October 25, 2006
INVEST FINANCIAL CORPORATION
June 30, 2006 - September 21, 2006
MSI FINANCIAL SERVICES, INC.
December 9, 2005 - September 21, 2006
METROPOLITAN LIFE INSURANCE COMPANY
December 9, 2005 - September 21, 2006
MSI FINANCIAL SERVICES, INC.
January 25, 2005 - October 11, 2005
CAPITAL ONE FINANCIAL ADVISORS LLC
May 18, 2004 - October 11, 2005
CAPITAL ONE INVESTMENT SERVICES LLC
December 8, 2003 - June 2, 2004
INVEST FINANCIAL CORPORATION
October 6, 2003 - June 2, 2004
INVEST FINANCIAL CORPORATION
September 10, 2002 - May 29, 2003
QUICK & REILLY, INC.
July 18, 2001 - May 29, 2003
QUICK & REILLY, INC.
October 1, 2000 - July 2, 2001
WELLS FARGO CLEARING SERVICES, LLC
March 25, 1997 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
December 8, 1994 - August 22, 1996
A.S. GOLDMEN & CO., INC.
September 16, 1994 - December 7, 1994
JWGENESIS SECURITIES, INC.
May 16, 1994 - August 23, 1994
GRUNTAL & CO., L.L.C.
Primary Firm SEC Registration
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/14/2011)
(9/30/2022)
Exams
Series 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationFINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
Contact information
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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