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Garrett Liam Cooney

CRD# 2424057·Registered 1993 - 2016
Previously Registered: Being a previously registered professional could mean that Garrett is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Garrett Liam Cooney was a registered financial advisor. Garrett was a previously registered financial professional and started their career in finance 1993 - 2016. Garrett had worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6 and Series 7 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

32 years in the financial services industry

Current & Past Employments

BIC DISTRIBUTORS, LLC·CRD# 152860
BD
Phoenix, AZ
March 31, 2016 - June 8, 2016
NYLIFE DISTRIBUTORS LLC·CRD# 35350
BD
Westwood, MA
January 10, 2014 - May 7, 2014
HEADSHIP GLOBAL, LLC·CRD# 152724
RIA
Millbury, MA
June 24, 2010 - December 31, 2010
FIDELITY BROKERAGE SERVICES LLC·CRD# 7784
BD
Burlington, MA
November 3, 2005 - April 9, 2009
FIDELITY DISTRIBUTORS COMPANY LLC·CRD# 17507
BD
Smithfield, RI
April 10, 1996 - November 3, 2005
PRUCO SECURITIES, LLC.·CRD# 5685
BD
Newark, NJ
December 17, 1993 - May 1, 1995

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Current Firm

BD
BIC DISTRIBUTORS, LLC

BIC DISTRIBUTORS, LLC

CRD#: 152860 / SEC#: 8-68484
BD
Terminated by SEC on 08/28/2017

Contact Information

Established

Arizona since 10/26/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
BIC GROUP, LLCSOLE MEMBER—
KOWALSKI, DEIRDRE PATTENCFO/FINOP/CCO1357509
KRIES, JAMES ANTHONYMANAGER1970551

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Jun 2006About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed Nov 1994About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Jun 2016About the SIE exam

Series 6 — Investment Company Products/Variable Contracts Representative Examination

Passed Nov 2013About the Series 6 exam

Series 7 — General Securities Representative Examination

Passed Dec 2005About the Series 7 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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