GH
George H. Harris
CETERA INVESTMENT ADVISERS LLC
GULF SHORES, AL 36542
Some features on this profile are disabled
CRD#: 2423916
GH
Professional summary
George Haikel Harris Jr, CFP®, who also goes by George H Harris Jr, George H Harris, George Haikel Harris Jr, George Harris Jr, George Harris, George Haikel Harris, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Gulf Shores, Alabama and CETERA WEALTH SERVICES, LLC located in Gulf Shores, Alabama.
George is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1994. George has worked at 7 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
George H Harris Jr | George H Harris | George Haikel Harris Jr | George Harris Jr | George Harris | George Haikel Harris
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
(dba) G H FINANCIAL SERVICES LLC; Investment Related; 1544 West 2nd Street, Suite 110, Gulf Shores, AL 36547; Insurance and Financial Services; Independent Producer/Owner; Start Date 2006; 160 hours per month with most hours per month occurring during trading hours; Insurance sales and consultation. >> ZIGMANN ENTERPRISES, LLC; Non-Investment Related; Residence; LLC; Member (50%); Start Date 04/2012; 5 hours per month; Real Estate Holding Company that holds various rental properties - operates as a pass-thru organization in regard to profit and loss. >> COMMERCE PARK, A BUSINESS CONDOMINIUM ASSOCIATION INC; Non-Investment Related; 1544 West 2nd Street, Ste 101, Gulf Shores, AL 36542; Business Condominium; Property Owners Association President; Start Date 01/2015; 8 to 10 hours per month; Along with other board members management of the property owners association. >> CITY OF GULF SHORES BOARD OF ADJUSTMENTS AND APPEALS; Non-Investment Related; 1905 W 1st Street, Gulf Shores, AL 36542; City Zoning Board; Member; Start Date 04/2017; 2 to 4 hours per month with no hours per month occurring during trading hours; Charged with hearing public requests for variances to the building and zoning code. >> CRAFT FARMS NORTH HOA BOARD; Non-Investment Related; 25366 Profit Drive, Daphne, AL 36526; HOA; Member; Start Date 10/2020; 4 to 6 hours per month; Architectural review, hear homeowner complaints and perform other general board duties. >> 356 VENTURES LLC; Investment Related; Gulf Shores, AL; Real Estate; Managing Member; Start Date 12/2023; 5 hours per month with those 5 hours occurring during trading hours; Real estate - activities may include obtaining loans for the purchase of real estate. >> CALUMET 15 GULF SHORES LLC; Investment Related; Birmingham, AL; Real Estate; Member; Start Date 12/2023; 5 hours per month with those 5 hours occurring during trading hours; Purpose of this LLC is to buy and sell real estate. >> EXECUTOR; Non-Investment Related; Gulf Shores, AL; Other; Executor; Start Date 04/2020; 2 to 4 hours per month with none of those hours per month occurring during trading hours; Final distribution of my deceased mother's personal belongings and medical supplies.
CRS (Client Relationship Summary) - RIA
Click below to view George Haikel Harris Jr's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2010
Experience
Current
February 20, 2025 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1544 W 2nd Street Suite 110, Gulf Shores, AL 36542RIA
CRD#: 105644
GULF SHORES, AL
Current
February 20, 2025 - Present
CETERA WEALTH SERVICES, LLC
Office #1: 1544 W 2nd Street Suite 110, Gulf Shores, AL 36542BD
CRD#: 13572
Gulf Shores, AL
Past
January 15, 2021 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
RIA
CRD#: 15708
Gulf Shores, AL
Past
December 3, 2020 - February 20, 2025
CONCOURSE FINANCIAL GROUP SECURITIES, INC.
BD
CRD#: 15708
Gulf Shores, AL
Past
May 10, 2019 - January 15, 2021
THE INSTITUTE
RIA
CRD#: 127207
Gulf Shores, AL
Past
August 9, 2011 - April 30, 2019
INSTITUTE FOR WEALTH ADVISORS, INC.
RIA
CRD#: 149347
GULF SHORES, AL
Past
January 4, 1999 - November 6, 2020
AVALON INVESTMENT & SECURITIES GROUP, INC.
BD
CRD#: 6281
MUSCLE SHOALS, AL
Past
January 20, 1994 - December 31, 1998
NATIONAL PLANNING CORPORATION
BD
CRD#: 29604
LOS ANGELES, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(2/20/2025)
IAR
Alabama(2/20/2025)
RR
Colorado(3/6/2025)
RR
Florida(2/20/2025)
RR
Georgia(2/20/2025)
RR
Indiana(2/20/2025)
RR
Mississippi(2/20/2025)
RR
Oklahoma(2/20/2025)
RR
Oregon(2/20/2025)
RR
Texas(2/20/2025)
IAR
Texas(4/1/2025)
RR
Wisconsin(6/26/2025)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
