Saralyn R. Rickman
Professional summary
Saralyn R Rickman, who also goes by Saralyn R Dibella, Saralyn Riguardi, is a registered financial professional currently at J.W. COLE FINANCIAL, INC. located in Tampa, Florida.
Saralyn is registered as a RR (Registered Representative) and started their career in finance in 1993. Saralyn has worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 22 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Saralyn R Rickman's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 8, 2023 - Present
J.W. COLE FINANCIAL, INC.
Office #1: 4301 Anchor Plaza Parkway 4th Floor, Tampa, FL 33634February 13, 2019 - September 8, 2023
INTEGRITY ALLIANCE, LLC.
February 2, 2011 - February 13, 2019
QUESTAR CAPITAL CORPORATION
February 16, 2010 - February 3, 2011
MIDAMERICA FINANCIAL SERVICES, INC.
November 30, 1993 - June 17, 1994
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/8/2023)
(9/8/2023)
(9/8/2023)
(9/8/2023)
(9/8/2023)
(9/17/2024)
Exams
FINRA
Current Firm
J.W. COLE FINANCIAL, INC.
CRD#: 124583 / SEC#: , 8-65698
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
| Arbitration | 1 |
Red Flags
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