DS
David L. Strulowitz
CETERA INVESTMENT ADVISERS LLC
SKOKIE, IL 60076
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CRD#: 2423722
DS
Professional summary
David Lawrence Strulowitz is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Skokie, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Skokie, Illinois.
David is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. David has worked at 5 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) DAVID STRULOWITZ ATTORNEY AT LAW; NON-INV RELATED; SKOKIE, IL; LAW PRACTICE; OWNER/LAWYER; SINCE 1985: 2) GUARADIAN LIFE INSURANCE-COLLECT RENEWALS: 3)CORNERSTONE ADVISERS, LLC; DBA NAME FOR INVESTMENT PRACTICE - INV. RELATED; SKOKIE, IL; FINANCIAL ADVISOR; SINCE 12/2012; 160 HRS/MONTH DURING SECURITIES TRADING HOURS: 3) NAME OF OTHER BUSINESS: WAKE UP CALL ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL LOCATION ; NATURE OF BUSINESS: VIDEO CONFERENCES ; START DATE: 09/2021 ; POSITION/TITLE/RELATIONSHIP: INTERVIEWER ; APX NUMBER OF HOURS PER WEEK: 3 ; APX NUMBER OF HOURS DURING TRADING HOURS: 3 ; BRIEF DESCRIPTION OF DUTIES: INTERVIEWING PEOPLE WHO HAVE HAD SPIRITUAL EXPERIENCES THAT THEY WANT TO SHARE WITH OTHERS ; 4) NAME OF OTHER BUSINESS: N/A; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: SPIRITUALITY CLASSES; START DATE: 1/2006; POSITION/TITLE/RELATIONSHIP: TEACHER; APX NUMBER OF HOURS PER WEEK: 6; APX NUMBER OF HOURS DURING TRADING HOURS: 6; BRIEF DESCRIPTION OF DUTIES: TEACH CLASSES ON SPIRITUALITY LIVE AND OVER ZOOM. SOME CLASSES ARE UPLOADED TO THE YOUTUBE CHANNEL, ONE WORLD ENERGY; 5) NAME OF OTHER BUSINESS: INFINITY FOUNDATION; INVESTMENT RELATED: NO; ADDRESS: 1280 OLD SKOKIE RD, HIGHLAND PARK, IL 60035; NATURE OF BUSINESS: SPIRITUALITY CLASSES; START DATE: 10/2010; POSITION/TITLE/RELATIONSHIP: TEACHER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; BRIEF DESCRIPTION OF DUTIES: TEACH CLASSES ON SPIRITUALITY TOPICS LIVE & OVER ZOOM; 6)NAME OF OTHER BUSINESS: THE ARK; INVESTMENT RELATED: NO; ADDRESS: 4709 W. GOLF RD, STE 1120 SKOKIE, IL 60076; NATURE OF BUSINESS: NON PROFIT; START DATE: 2010; POSITION/TITLE/RELATIONSHIP: VOLUNTEER; APX NUMBER OF HOURS PER WEEK: 0; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: GOOD WILL AMBASSADOR FOR ORGANIZATION;
CRS (Client Relationship Summary) - RIA
Click below to view David Lawrence Strulowitz's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 13, 2012 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 8170 Mccormick Blvd Suite 219, Skokie, IL 60076RIA
CRD#: 105644
SKOKIE, IL
Current
December 13, 2012 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 8170 Mccormick Blvd Suite 219, Skokie, IL 60076BD
CRD#: 10358
SKOKIE, IL
Past
February 28, 2011 - November 3, 2011
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
SKOKIE, IL
Past
March 11, 2010 - February 4, 2013
FORUM FINANCIAL MANAGEMENT, LP
RIA
CRD#: 145706
SKOKIE, IL
Past
February 16, 1998 - March 1, 2011
CETERA INVESTMENT ADVISERS LLC
RIA
CRD#: 105644
SKOKIE, IL
Past
December 2, 1996 - March 1, 2011
CETERA FINANCIAL SPECIALISTS LLC
BD
CRD#: 10358
SKOKIE, IL
Past
November 24, 1993 - December 4, 1996
SUNAMERICA SECURITIES, INC.
BD
CRD#: 20068
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Florida(10/30/2023)
RR
Illinois(12/13/2012)
IAR
Illinois(12/13/2012)
RR
Texas(8/23/2023)
IAR
Texas(8/23/2023)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
