ES
Elizabeth A. Sorenson
CETERA INVESTMENT ADVISERS LLC
IDAHO FALLS, ID 83401
Some features on this profile are disabled
CRD#: 2423101
ES
Professional summary
Elizabeth Ann Sorenson, who also goes by Elizabeth Ann Adams, Lisa Adams, Elizabeth A Sorenson, Lisa Sorenson, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Idaho Falls, Idaho and CETERA ADVISORS LLC located in Idaho Falls, Idaho.
Elizabeth is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Elizabeth has worked at 10 firms and has passed the Series 66, Series 63, Series 52TO, SIE, Series 31, Series 7, Series 6 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Elizabeth Ann Adams | Lisa Adams | Elizabeth A Sorenson | Lisa Sorenson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. IDAHO YOUTH SPORTS, INC, NOT INVEST RELATED, 1605 S WOODRUFF, IDAHO FALLS, ID, 83404, SPORT ORGANIZATION, START 05/08/2012, 3HR/WK NOT DURING TRADING HRS, TREASURER. 2. NAME OF OTHER BUSINESS: PROSPERITY NETWORK OF ADVISORS, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 09/2014; POSITION/TITLE/RELATIONSHIP: COMPLIANCE ANALYST; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: FINANCIAL SERVICES, OSJ COMPLIANCE; 3. NAME OF OTHER BUSINESS: WOODHOUSE COUNSELING, LLC; INVESTMENT RELATED: NO; ADDRESS: 1262 E 17TH STREET IDAHO FALLS, ID 83404; NATURE OF BUSINESS: PERSONAL COUNSELING SERVICES; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: OFFICE HELP; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVER RECEPTIONIST DESK AND LIGHT CLEANING AFTER BUSINESS HOURS;
CRS (Client Relationship Summary) - RIA
Click below to view Elizabeth Ann Sorenson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1858 E 1st St, Idaho Falls, ID 83401RIA
CRD#: 105644
IDAHO FALLS, ID
Current
December 12, 2013 - Present
CETERA ADVISORS LLC
BD
CRD#: 10299
Idaho Falls, ID
Past
July 17, 2014 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
POCATELLO, ID
Past
January 14, 2010 - December 13, 2013
THE O.N. EQUITY SALES COMPANY
BD
CRD#: 2936
RIGBY, ID
Past
November 22, 2006 - January 20, 2010
SECURITIES AMERICA ADVISORS, INC.
RIA
CRD#: 110518
IDAHO FALLS, ID
Past
November 18, 2005 - January 20, 2010
SECURITIES AMERICA, INC.
BD
CRD#: 10205
IDAHO FALLS, ID
Past
October 8, 2003 - November 23, 2005
EQUITY SERVICES, INC.
BD
CRD#: 265
IDAHO FALLS, ID
Past
September 8, 2000 - October 3, 2003
THE LINCOLN NATIONAL LIFE INSURANCE COMPANY
BD
CRD#: 2580
FORT WAYNE, IN
Past
September 8, 2000 - October 3, 2003
OSAIC FA, INC.
BD
CRD#: 3978
FORT WAYNE, IN
Past
February 24, 1999 - August 7, 2000
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
ST. PETERSBURG, FL
Past
November 15, 1993 - March 15, 1999
FIDELITY BROKERAGE SERVICES LLC
BD
CRD#: 7784
SMITHFIELD, RI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/22/2014)
RR
Alaska(1/3/2014)
RR
Arizona(1/3/2014)
RR
Arkansas(9/22/2014)
RR
California(9/22/2014)
RR
Colorado(1/3/2014)
RR
Connecticut(1/3/2014)
RR
Delaware(9/22/2014)
RR
District of Columbia(9/22/2014)
RR
Florida(1/3/2014)
RR
Georgia(9/22/2014)
RR
Hawaii(9/22/2014)
RR
Idaho(12/12/2013)
IAR
Idaho(3/21/2024)
RR
Illinois(1/3/2020)
RR
Indiana(1/3/2020)
RR
Iowa(1/3/2014)
RR
Kansas(9/22/2014)
RR
Kentucky(9/22/2014)
RR
Louisiana(9/22/2014)
RR
Maine(9/22/2014)
RR
Maryland(1/3/2014)
RR
Massachusetts(1/3/2014)
RR
Michigan(9/22/2014)
RR
Minnesota(9/22/2014)
RR
Mississippi(9/22/2014)
RR
Missouri(9/22/2014)
RR
Montana(1/3/2014)
RR
Nebraska(9/22/2014)
RR
Nevada(1/3/2014)
RR
New Hampshire(9/22/2014)
RR
New Jersey(9/22/2014)
RR
New Mexico(1/3/2014)
RR
New York(9/22/2014)
RR
North Carolina(1/6/2014)
RR
North Dakota(9/22/2014)
RR
Ohio(9/22/2014)
RR
Oklahoma(1/3/2014)
RR
Oregon(1/3/2014)
RR
Pennsylvania(1/3/2014)
RR
Rhode Island(9/22/2014)
RR
South Carolina(9/22/2014)
RR
South Dakota(9/22/2014)
RR
Tennessee(9/22/2014)
RR
Texas(1/3/2014)
IAR
Texas(3/21/2024)
RR
Utah(1/3/2014)
RR
Vermont(9/22/2014)
RR
Virginia(9/23/2014)
RR
Washington(1/3/2014)
RR
West Virginia(9/22/2014)
RR
Wisconsin(9/22/2014)
RR
Wyoming(1/3/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
