Brady W. Dougan
Professional summary
Brady William Dougan is a registered financial professional currently at EXOS SECURITIES LLC located in New York, New York.
Brady is registered as a RR (Registered Representative) and started their career in finance in 1990. Brady has worked at 4 firms and has passed the Series 63, SIE, Series 99TO, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Brady William Dougan's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 13, 2019 - Present
EXOS SECURITIES LLC
Office #1: 35 W 35th Street Fifth Floor, New York, NY 10001Office #2: 1370 Broadway Suite 1450, New York, NY 10018Office #3: 1370 Broadway Ste 1450, New York, NY 10018November 3, 2000 - May 12, 2003
PERSHING LLC
March 13, 1995 - July 6, 1995
CSFP CAPITAL, INC.
February 26, 1990 - April 15, 2008
CREDIT SUISSE SECURITIES (USA) LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/14/2019)
(3/1/2019)
(5/23/2019)
(5/28/2019)
(3/15/2019)
(5/28/2019)
(3/28/2019)
(2/26/2019)
(3/15/2019)
(4/1/2019)
(4/2/2019)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
EXOS SECURITIES LLC
CRD#: 298276 / SEC#: , 8-70182
Contact information
FINRA licenses (12 States and Territories)
Red Flags
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