Daniel J. Madden
Professional summary
Daniel Joseph Madden, who also goes by Daniel Joseph Madden IV, is a registered financial professional currently at THORNBURG SECURITIES LLC located in Santa Fe, New Mexico.
Daniel is registered as a RR (Registered Representative) and started their career in finance in 1994. Daniel has worked at 14 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24 and Series 53 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Daniel Joseph Madden's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 30, 2025 - Present
THORNBURG SECURITIES LLC
Office #1: 2300 North Ridgetop Road, Santa Fe, NM 87506December 1, 2017 - July 21, 2025
NORTHERN TRUST SECURITIES, INC.
February 23, 2016 - November 15, 2017
RBC CAPITAL MARKETS, LLC
February 23, 2016 - November 16, 2017
RBC CMA LTD
September 27, 2013 - January 21, 2016
CANTOR FITZGERALD & CO.
May 2, 2012 - September 16, 2013
VIRTU AMERICAS LLC
September 22, 2010 - December 31, 2010
KNIGHT CAPITAL MARKETS LLC
June 3, 2009 - July 2, 2012
KNIGHT CAPITAL AMERICAS, L.P.
January 27, 2009 - June 16, 2009
NEWEDGE USA, LLC
December 1, 2008 - January 8, 2009
KELLOGG CAPITAL MARKETS, LLC
March 2, 2004 - November 28, 2008
KELLOGG CAPITAL GROUP LLC
September 26, 2003 - March 10, 2004
TAHOE TRADING, LLC
August 23, 1995 - July 29, 1999
STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC
January 1, 1994 - January 23, 1995
NEW ENGLAND SECURITIES
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/30/2025)
Exams
Series 55
Date: 3/20/2009
Limited Representative-Equity Trader ExamFINRA
Current Firm
THORNBURG SECURITIES LLC
CRD#: 14857 / SEC#: , 8-31249
Contact information
FINRA licenses (52 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THORNBURG INVESTMENT MANAGEMENT INC | SOLE MEMBER | 106357 |
| BHATT, NIMISH SANJAY | TREASURER, PRINCIPAL FINANCIAL OFFICER | 2789977 |
| BROWNELL, JESSE RYAN | GLOBAL HEAD OF DISTRIBUTION | 5511918 |
| CALLOW, AMY | SECRETARY | |
| HOLLOWAY, CURTIS EDWARD | PRINCIPAL OPERATIONS OFFICER | 5130594 |
| OLEXSAK, RONALD | CHIEF COMPLIANCE OFFICER | 2858575 |
Red Flags
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