Heath E. Hampton

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CRD#: 2422500

Professional summary

Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.

That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Heath Edward Hampton, CFP® was a registered financial professional .

Heath is a previously registered financial professional and started their career in finance in 1993. Heath had worked at 10 firms and has passed the Series 66, Series 65, Series 63, Series 7 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2001

Experience

Past

July 13, 2023 - October 31, 2023

NDVR

RIA

CRD#: 310602

Kathleen, GA

Past

November 8, 2021 - June 29, 2023

LPL FINANCIAL LLC

RIA

CRD#: 6413

KATHLEEN, GA

Past

September 6, 2019 - December 6, 2021

FACET

RIA

CRD#: 285961

Kathleen, GA

Past

June 4, 2009 - November 12, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

MACON, GA

Past

May 29, 2009 - November 12, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MACON, GA

Past

January 23, 2007 - June 1, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

MACON, GA

Past

January 18, 2007 - June 1, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

MACON, GA

Past

September 13, 2006 - January 18, 2007

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

STOCKBRIDGE, GA

Past

September 6, 2006 - January 18, 2007

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

STOCKBRIDGE, GA

Past

August 22, 2006 - August 29, 2006

FISHER INVESTMENTS

RIA

CRD#: 107342

KATHLEEN, GA

Past

April 21, 2005 - August 7, 2006

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

MACON, GA

Past

July 29, 2002 - December 31, 2004

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

MACON, GA

Past

July 25, 2002 - August 7, 2006

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

MACON, GA

Past

March 26, 1998 - May 3, 1999

FIRST UNION BROKERAGE SERVICES, INC.

CRD#: 8112

CHARLOTTE, NC

Past

August 6, 1996 - February 20, 1998

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Past

December 23, 1993 - January 25, 1994

CHATFIELD DEAN & CO., INC.

CRD#: 14714

GREENWOOD VILLAGE, CO

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

NDVR

NDVR | NDVR, INC.

CRD#: 310602 / SEC#: 801-120289

RIA

Registered Investment Advisory firm - (2/8/2021 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 7/24/2002

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 9/6/1996

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 8/19/1996

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 8/5/1996

General Securities Representative Examination

Principal/Supervisory Exam

Series 26

Date: 4/17/2006

Investment Company Products/Variable Contracts Principal Examination

Current Firm

NDVR

NDVR | NDVR, INC.

CRD#: 310602 / SEC#: 801-120289

RIA

Registered Investment Advisory firm - (2/8/2021 Approved)

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Contact information

Main Address

75 State Street Suite 100, Boston, MA 02109

Mailing Address

Phone number

(857) 326-6992

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (11 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

NDVR PART 2A (3/28/2025)

Regulatory assets under management

Total Number of Accounts	345
AUM (Assets Under Management)	$ 203,828,690

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/27/2024	Cover Page	Report
08/23/2023	Cover Page	Report
09/28/2022	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Heath E. Hampton

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary)

Certified licenses

Experience

LPL FINANCIAL LLC

FACET

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

FISHER INVESTMENTS

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

FIRST UNION BROKERAGE SERVICES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CHATFIELD DEAN & CO., INC.

Primary Firm SEC Registration

NDVR

State Registrations and Notice Filings

Exams

Series 66

Date: 7/24/2002

Series 65

Date: 9/6/1996

Series 63

Date: 8/19/1996

Series 7

Date: 8/5/1996

Series 26

Date: 4/17/2006

Current Firm

NDVR

Contact information

SEC notice filing (11 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

NDVR

TRUST BUT VERIFY

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