Kent L. Hurd

ALLIANCE-ONE INVESTMENTS

Tulsa, OK 74116

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CRD#: 2422203

Professional summary

Kent Lamar Hurd, who also goes by Kent Lamar Hurd, Kent Hurd, is a registered financial professional currently at ALLIANCE-ONE INVESTMENTS, LLC located in Tulsa, Oklahoma.

Kent is registered as a RR (Registered Representative) and started their career in finance in 1993. Kent has worked at 13 firms and has passed the Series 65, Series 63, Series 6TO, SIE, Series 31, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kent Lamar Hurd | Kent Hurd

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kent Lamar Hurd's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

December 8, 2023 - Present

ALLIANCE-ONE INVESTMENTS, LLC

Office #1: 4000 N Mingo Rd, Tulsa, OK 74116

CRD#: 286025

Tulsa, OK

Past

May 19, 2023 - December 8, 2023

TRANSAMERICA CAPITAL, LLC

CRD#: 8217

Plano, TX

Past

March 27, 2019 - February 16, 2022

PRUCO SECURITIES, LLC.

RIA

CRD#: 5685

Plano, TX

Past

March 13, 2019 - February 16, 2022

PRUCO SECURITIES, LLC.

CRD#: 5685

Plano, TX

Past

August 11, 2015 - January 17, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

LEWISVILLE, TX

Past

August 11, 2015 - January 17, 2019

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

LEWISVILLE, TX

Past

May 23, 2011 - July 1, 2015

USAA FINANCIAL ADVISORS, INC.

CRD#: 129035

ADDISON, TX

Past

May 9, 2011 - July 1, 2015

USAA FINANCIAL PLANNING SERVICES

RIA

CRD#: 106352

ADDISON, TX

Past

September 12, 2008 - June 9, 2010

WELLS FARGO CLEARING SERVICES, LLC

RIA

CRD#: 19616

IRVING, TX

Past

July 1, 2008 - June 9, 2010

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

IRVING, TX

Past

October 10, 2007 - June 6, 2008

FIDELITY DISTRIBUTORS COMPANY LLC

CRD#: 17507

WESTLAKE, TX

Past

February 14, 2001 - October 1, 2007

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

WESTLAKE, TX

Past

April 26, 2000 - December 31, 2000

MYDISCOUNTBROKER.COM

CRD#: 42565

DALLAS, TX

Past

September 8, 1997 - December 11, 1998

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

April 27, 1995 - July 22, 1997

NATIONAL CLEARING CORP.

CRD#: 14343

SHERMAN OAKS, CA

Past

November 24, 1993 - December 21, 1993

REYNOLDS KENDRICK STRATTON, INC.

CRD#: 10414

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

Visual representation of state registrations

This advisor is not registered in any state.

Exams

State Security Law Exam

IAR

Series 65

Date: 9/11/2008

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 11/29/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 6TO

Date: 5/19/2023

Investment Company Products/Variable Contracts Representative Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 31

Date: 10/2/1997

Futures Managed Funds Examination

General Industry/Product Exam

Series 7

Date: 11/23/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 2/3/1997

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

ALLIANCE-ONE INVESTMENTS, LLC

CRD#: 286025 / SEC#: , 8-69868

Broker-Dealer Firm Regulated by FINRA (New Orleans district office)

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Contact information

Main Address

4000 N Mingo Rd, Tulsa, OK 74116

Mailing Address

4000 N Mingo Rd, Tulsa, OK 74116

Phone number

(918) 281-1820

Established

Delaware since 10/20/2016

Firm type

Limited Liability Company

Fiscal year end

March

Firm Size

Medium

# of Employees

Documents

Direct owners and executive officers

Name	Position	CRD#
ALLIANCE-ONE HOLDINGS, LLC	SOLE MEMBER
ARBO, WILLIAM CHARLES	CEO/CHIEF FINANCIAL OFFICER	1773016
TOOMEY, JAY ALAN	CHIEF COMPLIANCE OFFICER	2514959

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kent L. Hurd

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kent Lamar Hurd's CRS (Customer Relationship Summary).

Certified licenses

Experience

TRANSAMERICA CAPITAL, LLC

PRUCO SECURITIES, LLC.

PRUCO SECURITIES, LLC.

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

USAA FINANCIAL ADVISORS, INC.

USAA FINANCIAL PLANNING SERVICES

WELLS FARGO CLEARING SERVICES, LLC

WELLS FARGO CLEARING SERVICES, LLC

FIDELITY DISTRIBUTORS COMPANY LLC

FIDELITY BROKERAGE SERVICES LLC

MYDISCOUNTBROKER.COM

MORGAN STANLEY DW INC.

NATIONAL CLEARING CORP.

REYNOLDS KENDRICK STRATTON, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 9/11/2008

Series 63

Date: 11/29/1993

Series 6TO

Date: 5/19/2023

SIE

Date: 10/1/2018

Series 31

Date: 10/2/1997

Series 7

Date: 11/23/1993

Series 24

Date: 2/3/1997

FINRA

Current Firm

ALLIANCE-ONE INVESTMENTS, LLC

Contact information

Documents

Direct owners and executive officers

Red Flags

Company Information

ALLIANCE-ONE INVESTMENTS, LLC

TRUST BUT VERIFY

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