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JP

Jason M. Peace

AMERIPRISE FINANCIAL SERVICES
MINNEAPOLIS, MN 55402
Some features on this profile are disabled
CRD#: 2422091
JP

Professional summary

Jason M Peace, who also goes by Jason Michael Peace, is a registered financial professional currently at AMERIPRISE FINANCIAL SERVICES, LLC located in Minneapolis, Minnesota and AMERICAN ENTERPRISE INVESTMENT SERVICES INC. located in Minneapolis, Minnesota.

Jason is registered as a RR (Registered Representative) and started their career in finance in 1993. Jason has worked at 6 firms and has passed the Series 63, Series 57TO, SIE, Series 55, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?
No

Aliases

Jason Michael Peace

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Jason M Peace's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

November 22, 2011 - Present

AMERIPRISE FINANCIAL SERVICES, LLC

Office #1: 9013rd Avenue South, Minneapolis, MN 55402
RIA
BD
CRD#: 6363
MINNEAPOLIS, MN
Current

January 3, 2017 - Present

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

Office #1: 901 3rd Ave S, Minneapolis, MN 55402
BD
CRD#: 26506
Minneapolis, MN
Past

February 9, 2011 - November 22, 2011

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

BD
CRD#: 26506
MINNEAPOLIS, MN
Past

June 4, 2010 - February 9, 2011

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

August 4, 2008 - June 4, 2010

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

BD
CRD#: 26506
MINNEAPOLIS, MN
Past

July 17, 1998 - July 3, 2006

IDS LIFE INSURANCE COMPANY

BD
CRD#: 6321
MINNEAPOLIS, MN
Past

July 17, 1998 - July 25, 2008

AMERIPRISE FINANCIAL SERVICES, LLC

BD
CRD#: 6363
MINNEAPOLIS, MN
Past

December 14, 1994 - June 23, 1998

U.S. BANCORP INVESTMENTS, INC.

BD
CRD#: 17868
SAINT PAUL, MN
Past

July 21, 1994 - September 9, 1994

JOSEPHTHAL & CO., INC.

BD
CRD#: 3227
NEW YORK, NY
Past

November 11, 1993 - August 9, 1994

MATHEWS, HOLMQUIST & ASSOCIATES, INC.

BD
CRD#: 22171

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Minnesota
(11/22/2011)

Exams

State Security Law Exam
RR
Series 63
Date: 11/11/1993
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 57TO
Date: 1/2/2023
Securities Trader Exam
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 55
Date: 12/7/2007
Limited Representative-Equity Trader Exam
General Industry/Product Exam
RR
Series 7
Date: 11/10/1993
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 24
Date: 11/11/2016
General Securities Principal Examination
SRO Registrations
RR
FINRA

Current Firm

AE
AMERICAN ENTERPRISE INVESTMENT SERVICES INC.
AMERICAN ENTERPRISE INVESTMENT SERVICES INC. | NATIONAL INVESTMENT SERVICES, INC. | IDS INVESTMENT SERVICES, INC.

CRD#: 26506 / SEC#: , 8-42582

BD
Broker-Dealer Firm Regulated by FINRA (Kansas City district office)
PREMIUM
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Catch Firm Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
Trends, Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address
901 3rd Avenue South, Minneapolis, MN 55402
Mailing Address
5221 Ameriprise Financial Center, Minneapolis, MN 55474
Phone number
(612) 671-3662
Established
Minnesota since 04/13/1990
Firm type
Corporation
Fiscal year end
December
Firm Size
Medium
# of Employees

FINRA licenses (52 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
AMPF HOLDING, LLCSHAREHOLDER
CARR, GREGORY GERARDDIRECTOR, CHIEF EXECUTIVE OFFICER, PRESIDENT2210835
FLANSBURG, BRETT ALLENVICE PRESIDENT, AWM COMPLIANCE AND CHIEF COMPLIANCE OFFICER3179474
GERDES, JOSEPH FRANCISDIRECTOR, CHIEF OPERATIONS OFFICER, PRINCIPAL OPERATIONS OFFICER2391989
MATTOX, MICHAEL SCOTTVICE PRESIDENT - CONTROLLER, INTERIM CHIEF FINANCIAL OFFICER AND PRINCIPAL FINANCIAL OFFICER4383501
SWEENEY, JOSEPH EDWARDDIRECTOR4668713

Disclosures

Regulatory Event10

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

AMERICAN ENTERPRISE INVESTMENT SERVICES INC.

CRD#: 26506Minneapolis, MN 55402

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