Paul E. Rasmussen
Professional summary
Paul Edward Rasmussen is a registered financial professional currently at SIA SECURITIES CORPORATION located in Minneapolis, Minnesota.
Paul is registered as a RR (Registered Representative) and started their career in finance in 1994. Paul has worked at 1 firm and has passed the Series 63, Series 99TO, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Paul Edward Rasmussen's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 15, 1994 - Present
SIA SECURITIES CORPORATION
Office #1: 3300 Ids Center 80 S. 8th Street, Minneapolis, MN 55402State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/8/2025)
(10/23/2017)
(9/26/2017)
(2/16/1994)
(3/13/2020)
(10/2/2017)
(9/25/2017)
(10/17/2017)
(9/22/2017)
(5/26/1998)
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationFINRA
Current Firm
SIA SECURITIES CORPORATION
CRD#: 35403 / SEC#: , 8-46668
Contact information
FINRA licenses (42 States and Territories)
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
