Joseph C. Perfilio

INTEGRATED CAPITAL MANAGEMENT

Jessup, PA 18434

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CRD#: 2421822

Professional summary

Joseph Clayton Perfilio, who also goes by Joe Perfilio, is a registered financial advisor currently at INTEGRATED CAPITAL MANAGEMENT, INC. located in Jessup, Pennsylvania.

Joseph is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1994. Joseph has worked at 6 firms and has passed the Series 65, Series 63, Series 7, Series 6, Series 51, Series 4, Series 27 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Joe Perfilio

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

1) INVESTMENT ADVISORY SERVICES OFFERED THROUGH INTEGRATED CAPITAL MANAGEMENT, INC (ICM) (AN SEC-REGISTERED INVESTMENT ADVISER) AS AN INVESTMENT ADVISER REPRESENTATIVE; 2) INVESTMENT ADVISORY SERVICES OFFERED THROUGH CLAYTON PERFILIO, LTD (A PENNSYLVANIA-REGISTERED INVESTMENT ADVISER) AS AN INVESTMENT ADVISER REPRESENTATIVE; 3) FIXED INSURANCE PRODUCTS OFFERED AS AN INDEPENDENT INSURANCE AGENT; 4) PINNACLE CAPITAL, INC, PARTNER, 50 ALBERIGI DRIVE, SUITE 114, JESSUP, PA 18434, 1/2004-PRESENT, 5 HRS/MO (0 HRS DURING SECURITIES TRADING HRS), NOT INVESTMENT RELATED; 5) PINARELLO PARTNERS, LLC, PARTNER, 50 ALBERIGI DRIVE, SUITE 114, JESSUP PA 18434, 7/2010-PRESENT, 1HR/MO (0 HRS DURING SECURITIES TRADING HRS), NOT INVESTMENT RELATED.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Clayton Perfilio's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

April 30, 2009 - Present

INTEGRATED CAPITAL MANAGEMENT, INC.

Office #1: The Tekridge Center 50 Alberigi Drive, Suite 114, Jessup, PA 18434

RIA

CRD#: 149489

Jessup, PA

Past

April 27, 2005 - November 10, 2020

CLAYTON PERFILIO, LTD.

RIA

CRD#: 133426

SCRANTON, PA

Past

July 25, 1997 - April 1, 2013

FSC SECURITIES CORPORATION

RIA

CRD#: 7461

SCRANTON, PA

Past

July 25, 1997 - April 1, 2013

FSC SECURITIES CORPORATION

CRD#: 7461

SCRANTON, PA

Past

September 30, 1996 - July 25, 1997

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

Past

March 21, 1996 - July 25, 1997

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

October 9, 1995 - March 25, 1996

FIRST SECURITY INVESTMENTS, INC.

CRD#: 24035

KINGSTON, PA

Past

April 25, 1995 - September 6, 1995

1717 CAPITAL MANAGEMENT COMPANY

CRD#: 4082

NEWARK, DE

Past

March 1, 1994 - March 13, 1995

PFS INVESTMENTS INC.

CRD#: 10111

DULUTH, GA

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTEGRATED CAPITAL MANAGEMENT, INC.

CRD#: 149489 / SEC#: 801-70055

RIA

Registered Investment Advisory firm - (4/14/2009 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Pennsylvania
(4/30/2009)

IAR

Texas
(2/11/2015)

IAR

Utah
(5/8/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 6/17/1998

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 2/4/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 2/16/1996

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/28/1994

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 51

Date: 3/4/2003

Municipal Fund Securities Principal Examination

Principal/Supervisory Exam

Series 4

Date: 12/12/1998

Registered Options Principal Examination

Principal/Supervisory Exam

Series 27

Date: 11/3/1997

Financial and Operations Principal Examination

Principal/Supervisory Exam

Series 24

Date: 1/9/1997

General Securities Principal Examination

Current Firm

INTEGRATED CAPITAL MANAGEMENT, INC.

CRD#: 149489 / SEC#: 801-70055

RIA

Registered Investment Advisory firm - (4/14/2009 Approved)

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Contact information

Main Address

The Tekridge Center 50 Alberigi Drive, Suite 114, Jessup, PA 18434

Mailing Address

Phone number

(570) 344-0100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (15 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTEGRATED CAPITAL APPENDIX 1 WRAP FEE BROCHURE (2/20/2025)

INTEGRATED CAPITAL MANAGEMENT, INC. PART 2A DISCLOSURE BROCHURE (2/20/2025)

Regulatory assets under management

Total Number of Accounts	1,025
AUM (Assets Under Management)	$ 212,324,332

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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Joseph C. Perfilio

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Joseph Clayton Perfilio's CRS (Customer Relationship Summary).

Certified licenses

Experience

CLAYTON PERFILIO, LTD.

FSC SECURITIES CORPORATION

FSC SECURITIES CORPORATION

1717 CAPITAL MANAGEMENT COMPANY

1717 CAPITAL MANAGEMENT COMPANY

FIRST SECURITY INVESTMENTS, INC.

1717 CAPITAL MANAGEMENT COMPANY

PFS INVESTMENTS INC.

Primary Firm SEC Registration

INTEGRATED CAPITAL MANAGEMENT, INC.

State Registrations and Notice Filings

Exams

Series 65

Date: 6/17/1998

Series 63

Date: 2/4/1994

Series 7

Date: 2/16/1996

Series 6

Date: 2/28/1994

Series 51

Date: 3/4/2003

Series 4

Date: 12/12/1998

Series 27

Date: 11/3/1997

Series 24

Date: 1/9/1997

Current Firm

INTEGRATED CAPITAL MANAGEMENT, INC.

Contact information

SEC notice filing (15 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTEGRATED CAPITAL MANAGEMENT, INC.

TRUST BUT VERIFY

Contact information

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