Gerard A. Alesi
Professional summary
Gerard Anthony Alesi is a registered financial professional currently at FEF DISTRIBUTORS, LLC located in New York, New York.
Gerard is registered as a RR (Registered Representative) and started their career in finance in 1993. Gerard has worked at 6 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Gerard Anthony Alesi's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 23, 2019 - Present
FEF DISTRIBUTORS, LLC
Office #1: 1345 Avenue Of The Americas, New York, NY 10105Office #2: 1345 Avenue Of The Americas, New York, NY 10105-4800July 22, 2011 - November 20, 2019
CNR SECURITIES, LLC
August 12, 2010 - May 27, 2011
CREDIT SUISSE SECURITIES (USA) LLC
January 28, 2009 - August 20, 2010
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
July 9, 2008 - December 31, 2008
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
November 3, 2003 - July 12, 2006
CREDIT SUISSE ASSET MANAGEMENT SECURITIES LLC
April 29, 1994 - August 9, 1994
JOSEPH STEVENS & CO., INC.
November 24, 1993 - May 9, 1994
A.S. GOLDMEN & CO., INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
FEF DISTRIBUTORS, LLC
CRD#: 46585 / SEC#: , 8-51483
Contact information
FINRA licenses (52 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| FIRST EAGLE INVESTMENT MANAGEMENT, LLC | MANAGING MEMBER | 108260 |
| BRUNO, ROBERT | MANAGER | 2102844 |
| CARULLO, MODESTINO VITO | CHIEF COMPLIANCE OFFICER | 1528768 |
| CONSTANTINO, MICHAEL | MANAGER | 2932606 |
| FONG, CHUN WAI | CHIEF FINANCIAL OFFICER AND FINOP | 4944446 |
| OCONNOR, DAVID | GENERAL COUNSEL AND MANAGER | 5077118 |
| RICCIO, FRANK JOSEPH | PRESIDENT AND MANAGER | 4271374 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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