ML
Michael J. Levine
KESTRA ADVISORY SERVICES
BRENTWOOD, TN 37027
Some features on this profile are disabled
CRD#: 2421477
ML
Professional summary
Michael John Levine, who also goes by Mike Levine, is a registered financial advisor currently at KESTRA ADVISORY SERVICES, LLC located in Brentwood, Tennessee and KESTRA INVESTMENT SERVICES, LLC located in Brentwood, Tennessee.
Michael is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Mike Levine
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
Name: Insurance Sales Investment Related: Yes Address: 5141 Virginia Way, Ste 370 Brentwood TN 37027 Nature of Business: Insurance Position, Title or Relationship: Broker of Record Start Date: 1/1/2011 Hours per month: 31% - 40% (49 - 64 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: Find carriers and solutions for clients. Name: Levine Group, LLC Investment Related: Yes Address: 5141 Virginia Way ste 370 Brentwood TN 37027 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: general partner=owner Start Date: 1/1/1987 Hours per month: 21% - 30% (33 - 48 hours) Hours per month during trading hours: 31% - 40% (43 - 56 hours) Duties: help clients make good investment decisions Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services Name: Professional Advisory Council - Life and Legacy Committee Investment Related: Yes Address: 801 Percy Warner Dr Nashville TN 37205 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.); Insurance Position, Title or Relationship: Insurance consultant Start Date: 10/1/2018 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Help potential donors decide how to leave money to the charity tax efficiently. Name: COE AND LEVINE POSITION: partner NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 09/30/2023 ADDRESS: 5141 Virginia Way, Ste 370, Brentwood TN 37027 DESCRIPTION: None really - make sure it stays rented Name: CHAPMAN CREST, LLC POSITION: member NATURE: Real Estate INVESTMENT RELATED: Yes # OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 03/24/2025 ADDRESS: 1510 Demonbreun Street, #1509, Nashville TN 37203, United States DESCRIPTION: keep the house up! Name: NFP, AN AON COMPANY POSITION: Senior VP NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes # OF HOURS: 160 SECURITIES TRADING HOURS: 120 START DATE: 03/14/2025 ADDRESS: 213 Overlook Circle, Suite B-2, Brentwood TN 37027, United States DESCRIPTION: help clients make good investment decisions
CRS (Client Relationship Summary) - RIA
Click below to view Michael John Levine's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
April 26, 2016 - Present
KESTRA ADVISORY SERVICES, LLC
Office #1: 213 Overlook Cir Suite B-2, Brentwood, TN 37027RIA
CRD#: 283330
BRENTWOOD, TN
Current
December 2, 1997 - Present
KESTRA INVESTMENT SERVICES, LLC
Office #1: 213 Overlook Cir Suite B-2, Brentwood, TN 37027BD
CRD#: 42046
BRENTWOOD, TN
Past
January 7, 2004 - September 22, 2016
KESTRA INVESTMENT SERVICES, LLC
RIA
CRD#: 42046
NASHVILLE, TN
Past
November 12, 1993 - November 25, 1997
CARILLON INVESTMENTS, INC.
BD
CRD#: 14646
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(6/19/2012)
RR
Arizona(1/24/2006)
RR
California(10/20/2021)
RR
Florida(9/2/2008)
RR
Georgia(12/2/1997)
RR
Indiana(1/2/2014)
RR
Kansas(4/18/2022)
RR
Kentucky(1/3/2006)
RR
Minnesota(1/24/2022)
RR
Nevada(10/15/2024)
RR
New Hampshire(10/24/2025)
RR
New York(10/26/2016)
RR
North Carolina(8/11/2015)
RR
Ohio(10/29/2021)
RR
South Carolina(7/21/2017)
RR
Tennessee(12/2/1997)
IAR
Tennessee(4/26/2016)
RR
Texas(6/9/2017)
IAR
Texas(7/27/2023)
RR
Utah(11/11/2024)
RR
Virginia(3/7/2011)
RR
Wisconsin(6/8/2021)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
KA
KESTRA ADVISORY SERVICES, LLC
KESTRA ADVISORY SERVICES, LLC | NFP ADVISOR SERVICES LLC
CRD#: 283330 / SEC#: 801-56126
RIA
Registered Investment Advisory firm - (12/31/1998 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735
Mailing Address
Phone number
(844) 553-7872
Established
Firm type
Fiscal year end
# of Employees
1,299
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 155,482 |
| AUM (Assets Under Management) | $ 60,174,309,829 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/23/2024 | ||
| 10/20/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
