Helen B. Stephens
ASPEN WEALTH MANAGEMENT
Fort Worth, TX 76109
Some features on this profile are disabled
CRD#: 2421457
Professional summary
Helen Barbre Stephens, CFP®, who also goes by Helen R Barbre, is a registered financial advisor currently at ASPEN WEALTH MANAGEMENT, LLC located in Fort Worth, Texas.
Helen is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Helen has worked at 9 firms and has passed the Series 63, Series 7, Series 62 and Series 6 exams.
Biography
@import url(http://www.napfa.org/CuteEditor_Files/Style/SyntaxHighlighter.css);
Question & Answer
What are your service offerings?
Retirement Planning
Divorce Planning
Investment Planning
Estate Planning
Comprehensive Financial Planni...
Employee and Employer Plan Ben...
Tax Planning
Insurance Planning
Do you have an area of expertise or specialization?
Corporate Executives
Investment Advice with Ongoing...
Retirement Plan Investment Adv...
Retirement Planning & Distribu...
Tax Planning
Women's Financial Planning Iss...
What is your minimum asset requirement?
1
Are you a "fiduciary"?
Yes
Aliases
Helen R Barbre
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. HELEN STEPHENS GROUP, REGISTERED INVESTMENT ADVISOR AND TAX PLANNING, SAME AS OFFICE ADDRESS, START 01/01/2012, 100% OWNER, 40HR/WK, FEES. 2. ASPEN WEALTH MANGEMENT, SAME AS OFFICE ADDRESS, START 01/15/2013, DBA NAME FOR SECURITIES AND INVESTMENT ADVISOR BUSINESS, 40HR/WK, FEES. 3.BARBRE GROUP INVESTMENTS LLC, 4200 S. HULEN STREET STE 422 FT WORTH, TX, 76109, COMMERCIAL REAL ESTATE HOLDINGS, 33% OWNER, LEASE INCOME. 4. KTF PROPERTIES, LLC- REAL ESTATE ENTITY-4629 BRIARHAVEN RD, FORT WORTH, TX 76109. START DATE:1/2/20, PARTNER, 50% OWNER. RECEIVES RENTAL INCOME. 1 HOUR /MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Helen Barbre Stephens's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 1993
Experience
Current
February 17, 2012 - Present
ASPEN WEALTH MANAGEMENT, LLC
Office #1: 4200 S. Hulen St. Suite 422, Fort Worth, TX 76109RIA
CRD#: 159594
Fort Worth, TX
Past
February 28, 2012 - November 2, 2013
CETERA ADVISORS LLC
RIA
CRD#: 10299
FORT WORTH, TX
Past
February 28, 2012 - November 2, 2013
CETERA ADVISORS LLC
BD
CRD#: 10299
FORT WORTH, TX
Past
October 27, 2011 - February 28, 2012
PACIFIC WEST FINANCIAL CONSULTANTS INC
RIA
CRD#: 108728
RENTON, WA
Past
October 27, 2011 - February 28, 2012
PACIFIC WEST SECURITIES, INC.
BD
CRD#: 6390
FORT WORTH, TX
Past
May 19, 2010 - September 28, 2011
COMMERCE WEALTH ADVISERS, LLC
RIA
CRD#: 144449
FORT WORTH, TX
Past
May 14, 2010 - September 28, 2011
DEWAAY FINANCIAL NETWORK, LLC
BD
CRD#: 30767
CLIVE, IA
Past
September 17, 2008 - May 14, 2010
AVANTAX ADVISORY SERVICES
RIA
CRD#: 104556
FORT WORTH, TX
Past
July 25, 2008 - May 14, 2010
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
FORT WORTH, TX
Past
November 9, 1993 - July 25, 1995
FIFTH THIRD SECURITIES, INC.
BD
CRD#: 3155
CINCINNATI, OH
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ASPEN WEALTH MANAGEMENT, LLC
ASPEN WEALTH MANAGEMENT | HELEN STEPHENS GROUP, LLC | HELEN STEPHENS GROUP | ASPEN WEALTH MANAGEMENT, LLC
CRD#: 159594 / SEC#: 801-114243
RIA
Registered Investment Advisory firm - (11/5/2018 Approved)Louisiana
Registered Investment Advisory firm - (11/9/2018 Terminated)Texas
Registered Investment Advisory firm - (11/6/2018 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Texas(2/17/2012)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 62
Date: 6/21/2009
Corporate Securities Limited Representative ExaminationGeneral Industry/Product Exam
Current Firm
ASPEN WEALTH MANAGEMENT, LLC
ASPEN WEALTH MANAGEMENT | HELEN STEPHENS GROUP, LLC | HELEN STEPHENS GROUP | ASPEN WEALTH MANAGEMENT, LLC
CRD#: 159594 / SEC#: 801-114243
RIA
Registered Investment Advisory firm - (11/5/2018 Approved)Louisiana
Registered Investment Advisory firm - (11/9/2018 Terminated)Texas
Registered Investment Advisory firm - (11/6/2018 Terminated)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
4200 S. Hulen St. Suite 422, Fort Worth, TX 76109
Mailing Address
Phone number
(817) 546-6353
Established
Firm type
Fiscal year end
# of Employees
9
SEC notice filing (2 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 961 |
| AUM (Assets Under Management) | $ 509,577,516 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
