CR
Christopher M. Reiser
CETERA INVESTMENT ADVISERS LLC
OAK BROOK, IL 60523
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CRD#: 2421456
CR
Professional summary
Christopher M Reiser is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Oak Brook, Illinois and CETERA FINANCIAL SPECIALISTS LLC located in Oak Brook, Illinois.
Christopher is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Christopher has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1)PRNT MFR-SHRHLDR/DIR SINCE 98-SEC TREAS-0HR/WK. 2)WHLSLE-DIR SINCE 95-SEC TREAS POLICY MAKER ON FIN MATTERS-0 HR/WK. 3)RE INVST IN 2 CORPS-MGR/MBR SINCE 04,04-MGR RE INVST-0HR/WK. 4) HAACK REISER FINANCIAL SERVICES, DBA NAME FOR INVESTMENT PRACTICE - INV REL 5)CPA FIRM-SHAREHOLDER/DIR SINCE 89-CPA 40HR/WK. 6)TEAM CONCEPT PRNTG & THERM SHRHLDR,DIR. 7)RE INVST-MGNG MBR SINCE 02-MGR RE INVST-0HR/WK. 8)RE INVST-MGNG MBR SINCE 04-MGR RE INVST-0HR/WK. 9)HLTH INS SALES FOR 2 COS-INS PROD SINCE 04-HLTH INS SALES-0HR/WK. 10)PRIV FOUND-OFCR SINCE 03-DSTRBTE $ TO ED CHAR-0HR/WK. 11) AFLAC; NOT INV REL; COLUMBUS, OH; SUPPLEMENTAL INSURANCE; AGENT; REFERRING AGENT; START DATE 10/2010; 12) NAME OF OTHER BUSINESS: N/A ; INVESTMENT RELATED: NO ; ADDRESS: SAME AS RESIDENTIAL ADDRESS ; NATURE OF BUSINESS: RENTAL PROPERTY ; START DATE: 01/2016 ; POSITION/TITLE/RELATIONSHIP: OWNER ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: RENTAL OF VACATION PROPERTY ; 13)NAME OF OTHER BUSINESS: TRICOR SYSTEMS INC ; INVESTMENT RELATED: NO ; ADDRESS: 1650 TODD FARM DRIVE, ELGIN IL 60123 ; NATURE OF BUSINESS: BOARD ; START DATE: 10/2014; POSITION/TITLE/RELATIONSHIP: BOARD MEMBER ; APX NUMBER OF HOURS PER WEEK: MINIMAL ; APX NUMBER OF HOURS DURING TRADING HOURS: MINIMAL ; BRIEF DESCRIPTION OF DUTIES: JOIN MEETINGS AND MEET WITH PRESIDENT ON VARIOUS FINANCIAL MATTERS
CRS (Client Relationship Summary) - RIA
Click below to view Christopher M Reiser's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 19, 2006 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 1010 Jorie Blvd Suite 120, Oak Brook, IL 60523RIA
CRD#: 105644
OAK BROOK, IL
Current
June 30, 2004 - Present
CETERA FINANCIAL SPECIALISTS LLC
Office #1: 1010 Jorie Blvd, Oak Brook, IL 60523BD
CRD#: 10358
Oak Brook, IL
Past
November 30, 1993 - June 30, 2004
HOCHMAN & BAKER SECURITIES, INC.
BD
CRD#: 19949
STAMFORD, CT
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2024)
RR
California(1/12/2007)
RR
Florida(7/6/2004)
RR
Georgia(1/28/2010)
RR
Illinois(6/30/2004)
IAR
Illinois(1/19/2006)
RR
Indiana(6/30/2004)
RR
Michigan(6/30/2004)
RR
North Carolina(4/6/2021)
RR
Ohio(1/2/2008)
RR
Texas(6/30/2004)
IAR
Texas(2/27/2023)
RR
Virginia(1/12/2007)
RR
Wisconsin(1/4/2010)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
