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Hyung Myung Peak

CRD# 2421243·Registered 1993 - 2016
Previously Registered: Being a previously registered professional could mean that Hyung Myung is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hyung Myung Peak, who also goes by Hyung Myung Peak, Hyungmyung Peak, was a registered financial advisor. Hyung Myung was a previously registered financial professional and started their career in finance 1993 - 2016. Hyung Myung had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hyung Myung Peak, Hyungmyung Peak

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

33 years in the financial services industry

Current & Past Employments

BRANT POINT CAPITAL, LLC·CRD# 153353
BD
New York, NY
March 25, 2011 - March 7, 2016
DEUTSCHE BANK SECURITIES INC.·CRD# 2525
BD
New York, NY
May 18, 2005 - July 7, 2008
NATWEST MARKETS SECURITIES INC.·CRD# 11707
BD
Stamford, CT
May 4, 2004 - March 14, 2005
NOMURA SECURITIES INTERNATIONAL, INC.·CRD# 4297
BD
New York, NY
March 21, 2001 - May 5, 2004
CITIGROUP GLOBAL MARKETS INC.·CRD# 7059
BD
New York, NY
September 1, 1998 - March 29, 2001
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
October 20, 1997 - September 1, 1998
BARCLAYS CAPITAL INC.·CRD# 19714
BD
New York, NY
December 9, 1996 - September 26, 1997
SALOMON BROTHERS INC.·CRD# 740
BD
New York, NY
November 22, 1993 - October 4, 1996

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Current Firm

BP
BRANT POINT CAPITAL, LLC

BRANT POINT CAPITAL, LLC

CRD#: 153353 / SEC#: 8-68526
BD
Terminated by SEC on 07/04/2016

Contact Information

Established

Delaware since 09/29/2009

Firm Type

Limited Liability Company

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
PPIH LPMEMBER—
AHUJA, ANILESHDIRECTOR1969746
JAY, EVAN DOUGLASCHIEF COMPLIANCE OFFICER2485902
MONTGOMERY, JOHN ANTHONY JRPRINCIPAL1380514
ZHENG, BEIQINGFINOP6241215

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 1993About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Mar 2016About the SIE exam

Series 3 — National Commodity Futures Examination

Passed Aug 2000About the Series 3 exam

Series 7 — General Securities Representative Examination

Passed Nov 1993About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed May 2005About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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