Hyung Myung Peak
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hyung Myung Peak, who also goes by Hyung Myung Peak, Hyungmyung Peak, was a registered financial professional .
Hyung Myung is a previously registered financial professional and started their career in finance in 1993. Hyung Myung had worked at 7 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 25, 2011 - March 7, 2016
BRANT POINT CAPITAL, LLC
May 18, 2005 - July 7, 2008
DEUTSCHE BANK SECURITIES INC.
May 4, 2004 - March 14, 2005
NATWEST MARKETS SECURITIES INC.
March 21, 2001 - May 5, 2004
NOMURA SECURITIES INTERNATIONAL, INC.
September 1, 1998 - March 29, 2001
CITIGROUP GLOBAL MARKETS INC.
October 20, 1997 - September 1, 1998
SALOMON BROTHERS INC.
December 9, 1996 - September 26, 1997
BARCLAYS CAPITAL INC.
November 22, 1993 - October 4, 1996
SALOMON BROTHERS INC.
State Registrations and Notice Filings
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Exams
Current Firm
BRANT POINT CAPITAL, LLC
CRD#: 153353 / SEC#: , 8-68526
Contact information
Documents
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
