Teofilo O. Ferreira

WINGATE WEALTH ADVISORS

LEXINGTON, MA 02472

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CRD#: 2421155

Professional summary

Teofilo O Ferreira, CFP®, who also goes by Teofilo Oliveira Ferreira, is a registered financial advisor currently at WINGATE WEALTH ADVISORS, INC. located in Lexington, Massachusetts.

Teofilo is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Teofilo has worked at 6 firms and has passed the Series 66, Series 63, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Teofilo Oliveira Ferreira

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teofilo O Ferreira's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2012

Experience

Current

July 28, 2015 - Present

WINGATE WEALTH ADVISORS, INC.

Office #1: 450 Bedford Street, Lexington, MA 02472

RIA

CRD#: 105012

LEXINGTON, MA

Past

January 29, 2013 - July 2, 2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

RIA

CRD#: 20472

WALTHAM, MA

Past

January 23, 2013 - July 2, 2014

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

CRD#: 20472

WALTHAM, MA

Past

October 16, 2009 - September 14, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

WELLESLEY HILLS, MA

Past

September 15, 2009 - September 14, 2012

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

WELLESLEY HILLS, MA

Past

May 25, 1999 - December 8, 2008

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

CRD#: 30107

BOSTON, MA

Past

July 9, 1994 - November 4, 1994

MORGAN STANLEY DW INC.

CRD#: 7556

PURCHASE, NY

Past

December 13, 1993 - June 17, 1994

L.C. WEGARD & CO., INC.

CRD#: 3722

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WINGATE WEALTH ADVISORS, INC.

WINGATE FINANCIAL CORP | WINGATE WEALTH ADVISORS, INC. | WINGATE FINCNAICL CORP

CRD#: 105012 / SEC#: 801-28664

RIA

Registered Investment Advisory firm - (1/7/1987 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Massachusetts
(7/28/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 10/5/2009

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 12/16/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 12/11/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/18/2005

General Securities Principal Examination

Current Firm

WINGATE WEALTH ADVISORS, INC.

WINGATE FINANCIAL CORP | WINGATE WEALTH ADVISORS, INC. | WINGATE FINCNAICL CORP

CRD#: 105012 / SEC#: 801-28664

RIA

Registered Investment Advisory firm - (1/7/1987 Approved)

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Contact information

Main Address

450 Bedford Street, Lexington, MA 02420-1547

Mailing Address

Phone number

(781) 862-7100

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (13 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WWA INC PART 2A (3/19/2025)

Regulatory assets under management

Total Number of Accounts	2,849
AUM (Assets Under Management)	$ 1,324,958,318

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Teofilo O. Ferreira

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Teofilo O Ferreira's CRS (Customer Relationship Summary).

Certified licenses

Experience

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

STATE STREET GLOBAL ADVISORS FUNDS DISTRIBUTORS, LLC

MORGAN STANLEY DW INC.

L.C. WEGARD & CO., INC.

Primary Firm SEC Registration

WINGATE WEALTH ADVISORS, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 10/5/2009

Series 63

Date: 12/16/1993

Series 7

Date: 12/11/1993

Series 24

Date: 3/18/2005

Current Firm

WINGATE WEALTH ADVISORS, INC.

Contact information

SEC notice filing (13 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

WINGATE WEALTH ADVISORS, INC.

TRUST BUT VERIFY

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