Kris T. Haber

CAPITAL CONNECT

NEW YORK, NY 10022

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CRD#: 2421004

Professional summary

Kris Tate Haber, who also goes by Kristin Tate Haber, is a registered financial professional currently at CAPITAL CONNECT, LLC located in New York, New York.

Kris is registered as a RR (Registered Representative) and started their career in finance in 1993. Kris has worked at 8 firms and has passed the Series 63, SIE, Series 3, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

Kristin Tate Haber

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kris Tate Haber's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 26, 2025 - Present

CAPITAL CONNECT, LLC

Office #1: 595 Madison Avenue Suite 2603, New York, NY 10022

CRD#: 329399

NEW YORK, NY

Past

March 25, 2021 - July 25, 2025

HOLLISTER ASSOCIATES, LLC

CRD#: 173366

MOUNT PLEASANT, SC

Past

January 29, 2013 - October 22, 2020

TRESTLE POINT, LLC

CRD#: 138494

BIRMINGHAM, MI

Past

October 7, 2009 - May 3, 2011

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

CRD#: 840

NEW YORK, NY

Past

April 1, 2004 - June 29, 2009

LAZARD ASSET MANAGEMENT SECURITIES LLC

CRD#: 129119

NEW YORK, NY

Past

May 30, 1996 - April 1, 2004

LAZARD FRERES & CO. LLC

CRD#: 2528

NEW YORK, NY

Past

October 27, 1994 - May 24, 1996

EMAX SECURITIES, LLC

CRD#: 29799

NEW YORK, NY

Past

November 22, 1993 - April 7, 1994

J.P. MORGAN SECURITIES LLC

CRD#: 79

NEW YORK, NY

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

California
(8/26/2025)

Connecticut
(8/26/2025)

Florida
(8/26/2025)

New York
(8/26/2025)

Texas
(8/26/2025)

Exams

State Security Law Exam

Series 63

Date: 12/17/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 3

Date: 2/12/2002

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 11/20/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 10/14/2009

General Securities Principal Examination

SRO Registrations

FINRA

Current Firm

CAPITAL CONNECT, LLC

CAPITAL CONNECT FL, LLC | CAPITAL CONNECT, LLC

CRD#: 329399 / SEC#: , 8-71196

Broker-Dealer Firm Regulated by FINRA (Florida district office)

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Contact information

Main Address

191 Silver Moss Drive, Vero Beach, FL 32963

Mailing Address

191 Silver Moss Drive, Vero Beach, FL 32963

Phone number

(646) 265-2400

Established

Wyoming since 10/18/2023

Firm type

Limited Liability Company

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (31 States and Territories)

Documents

Direct owners and executive officers

Name	Position	CRD#
OLSEN, CHRISTOPHER NOLAN	CEO/CCO	3269364
PORTWOOD, WILLIAM BOYCE	CFO/POO/PFO/FINOP	4853700

Red Flags

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Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Kris T. Haber

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Kris Tate Haber's CRS (Customer Relationship Summary).

Certified licenses

Experience

HOLLISTER ASSOCIATES, LLC

TRESTLE POINT, LLC

COLUMBIA MANAGEMENT INVESTMENT DISTRIBUTORS, INC.

LAZARD ASSET MANAGEMENT SECURITIES LLC

LAZARD FRERES & CO. LLC

EMAX SECURITIES, LLC

J.P. MORGAN SECURITIES LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/17/1993

SIE

Date: 10/1/2018

Series 3

Date: 2/12/2002

Series 7

Date: 11/20/1993

Series 24

Date: 10/14/2009

FINRA

Current Firm

CAPITAL CONNECT, LLC

Contact information

FINRA licenses (31 States and Territories)

Documents

Direct owners and executive officers

Red Flags

Company Information

CAPITAL CONNECT, LLC

TRUST BUT VERIFY

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