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DK

David J. Kenny

TAPP ENGINE SECURITIES
Quincy, MA 02169
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CRD#: 2420985
DK

Professional summary


David Joseph Kenny JR, who also goes by D J Kenny Jr, is a registered financial professional currently at TAPP ENGINE SECURITIES located in Quincy, Massachusetts.

David is registered as a RR (Registered Representative) and started their career in finance in 1994. David has worked at 5 firms and has passed the Series 63, SIE, Series 55, Series 7, Series 24, Series 4 and Series 53 exams.

top-8-questions

Question & Answer


Are you a "fiduciary"?
No

Aliases


D J Kenny Jr

Other business activities


Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner


CRS (Client Relationship Summary) - BD


Click below to view David Joseph Kenny JR's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses


Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience


Current

June 16, 2022 - Present

TAPP ENGINE SECURITIES

Office #1: 1400 Hancock St. 6th Floor, Quincy, MA 02169
BD
CRD#: 314806
Quincy, MA
Past

April 4, 2011 - April 3, 2019

WINSLOW, EVANS & CROCKER, INC.

BD
CRD#: 29686
BOSTON, MA
Past

November 24, 1997 - March 31, 2011

COMMONWEALTH FINANCIAL NETWORK

BD
CRD#: 8032
WALTHAM, MA
Past

April 11, 1995 - July 21, 1995

MORGAN STANLEY DW INC.

BD
CRD#: 7556
PURCHASE, NY
Past

May 18, 1994 - April 18, 1995

RAYMOND JAMES FINANCIAL SERVICES, INC.

BD
CRD#: 6694
ST. PETERSBURG, FL

State Registrations and Notice Filings


Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Massachusetts
(3/15/2024)

Exams


State Security Law Exam
RR
Series 63
Date: 1/31/2023
Uniform Securities Agent State Law Examination
General Industry/Product Exam
General Industry/Product Exam
RR
Series 55
Date: 4/20/2000
Limited Representative-Equity Trader Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 24
Date: 11/29/2023
General Securities Principal Examination
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA

Current Firm


TE
TAPP ENGINE SECURITIES
TAPP ENGINE SECURITIES | TAPP ENGINE SECURITIES, LLC

CRD#: 314806 / SEC#: , 8-70723

BD
Broker-Dealer Firm Regulated by FINRA (Boston district office)
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Contact information


Main Address
1400 Hancock St. 6th Floor, Quincy, MA 02169
Mailing Address
1400 Hancock St. 6th Floor, Quincy, MA 02169
Phone number
(617) 221-6545
Established
Delaware since 06/17/2020
Firm type
Limited Liability Company
Fiscal year end
June
Firm Size
Small
# of Employees

FINRA licenses (51 States and Territories)


Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents


Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers


NamePositionCRD#
TAPP ENGINE, INC.PARENT COMPANY
HOCKADAY, SHAWN PIERRECOO, POO2882891
OSUNSANYA, TOSINCEO3117458
PETERS, ROBERT WILLIAMFINOP, PFO1704577
WISHNIVETSKI, ELICCO4424907

Red Flags


Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information


TAPP ENGINE SECURITIES

CRD#: 314806Quincy, MA 02169

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