YA
Yaqub Ahmed
FRANKLIN DISTRIBUTORS
St. Petersburg, FL 33716
Some features on this profile are disabled
CRD#: 2420654
YA
Professional summary
Yaqub Ahmed is a registered financial professional currently at FRANKLIN DISTRIBUTORS, LLC located in St. Petersburg, Florida.
Yaqub is registered as a RR (Registered Representative) and started their career in finance in 1993. Yaqub has worked at 7 firms and has passed the Series 65, Series 63, Series 99TO, SIE, Series 7, Series 6, Series 24 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
No
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - BD
Click below to view Yaqub Ahmed's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
August 1, 2020 - Present
FRANKLIN DISTRIBUTORS, LLC
Office #1: 100 Fountain Parkway, St. Petersburg, FL 33716BD
CRD#: 109064
St. Petersburg, FL
Past
January 2, 2024 - July 3, 2024
PUTNAM RETAIL MANAGEMENT LIMITED PARTNERSHIP
BD
CRD#: 7325
St Petersburg, FL
Past
April 4, 2016 - July 7, 2021
FRANKLIN TEMPLETON FINANCIAL SERVICES CORP.
BD
CRD#: 13594
ST. PETERSBURG, FL
Past
September 2, 2009 - July 7, 2021
FRANKLIN/TEMPLETON DISTRIBUTORS, LLC
BD
CRD#: 332
ST. PETERSBURG, FL
Past
November 1, 2005 - August 13, 2009
BOFA ADVISORS, LLC
RIA
CRD#: 107900
BOSTON, MA
Past
July 25, 2002 - August 13, 2009
BOFA DISTRIBUTORS, INC.
BD
CRD#: 30683
BOSTON, MA
Past
December 8, 1993 - April 11, 1995
PRUCO SECURITIES, LLC.
BD
CRD#: 5685
NEWARK, NJ
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/1/2020)
RR
Alaska(8/10/2020)
RR
Arizona(8/1/2020)
RR
Arkansas(8/1/2020)
RR
California(8/1/2020)
RR
Colorado(8/1/2020)
RR
Connecticut(8/1/2020)
RR
Delaware(8/1/2020)
RR
District of Columbia(8/1/2020)
RR
Florida(8/1/2020)
RR
Georgia(8/1/2020)
RR
Hawaii(8/1/2020)
RR
Idaho(8/1/2020)
RR
Illinois(8/1/2020)
RR
Indiana(8/27/2020)
RR
Iowa(8/1/2020)
RR
Kansas(8/1/2020)
RR
Kentucky(8/1/2020)
RR
Louisiana(8/1/2020)
RR
Maine(8/1/2020)
RR
Maryland(8/1/2020)
RR
Massachusetts(8/19/2020)
RR
Michigan(8/1/2020)
RR
Minnesota(8/1/2020)
RR
Mississippi(8/1/2020)
RR
Missouri(8/1/2020)
RR
Montana(8/1/2020)
RR
Nebraska(8/7/2020)
RR
Nevada(7/7/2021)
RR
New Hampshire(8/1/2020)
RR
New Jersey(8/1/2020)
RR
New Mexico(8/1/2020)
RR
New York(8/1/2020)
RR
North Carolina(7/7/2021)
RR
North Dakota(8/1/2020)
RR
Ohio(8/3/2020)
RR
Oklahoma(8/1/2020)
RR
Oregon(8/13/2020)
RR
Pennsylvania(8/7/2020)
RR
Puerto Rico(8/1/2020)
RR
Rhode Island(8/1/2020)
RR
South Carolina(8/1/2020)
RR
South Dakota(8/1/2020)
RR
Tennessee(8/1/2020)
RR
Texas(8/1/2020)
RR
Utah(8/13/2020)
RR
Vermont(8/1/2020)
RR
Virgin Islands(1/6/2022)
RR
Virginia(8/26/2020)
RR
Washington(8/1/2020)
RR
West Virginia(8/31/2020)
RR
Wisconsin(8/1/2020)
RR
Wyoming(8/1/2020)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
FD
FRANKLIN DISTRIBUTORS, LLC
FRANKLIN DISTRIBUTORS, LLC | UNIFIED DISTRIBUTORS LLC | LEGG MASON INVESTORS SERVICES, LLC | LEGG MASON INVESTOR SERVICES, LLC | LATINVALLEY SECURITIES LLC
CRD#: 109064 / SEC#: , 8-53089
BD
Broker-Dealer Firm Regulated by FINRA (San Francisco district office)
Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
One Franklin Parkway, San Mateo, CA 94403
Mailing Address
1201 Wills Street, Baltimore, MD 21231
Phone number
(800) 632-2350
Established
Delaware since 12/01/2000
Firm type
Limited Liability Company
Fiscal year end
September
Firm Size
Large
# of Employees
FINRA licenses (53 States and Territories)
Direct owners and executive officers
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FRANKLIN DISTRIBUTORS, LLC
CRD#: 109064St. Petersburg, FL 33716TRUST BUT VERIFY
Monitor Yaqub Ahmed
Get automatic monthly alerts on:Job or Firm Moves
Licensing Changes
Client Complaints
New Red Flags
Contact Information Updates
