KB
Keith C. Beck
THE WEALTH GROUP, LTD
ROCY MOUNT, NC 27804
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CRD#: 2420576
KB
Professional summary
Keith Coyner Beck is a registered financial advisor currently at THE WEALTH GROUP, LTD located in Rocy Mount, North Carolina and CAPITAL INVESTMENT GROUP, INC. located in Rocky Mount, North Carolina.
Keith is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Keith has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. KEITH C. BECK CPA. CPA. CPA FIRM PROVIDING ACCOUNTING SERVICES. 109 FOY DRIVE, ROCKY MOUNT, NC 27804. 40 HRS PER WEEK WITH MOST NORMAL TRADING HOURS DEVOTED TO ACTIVITY. NON-INVESTMENT RELATED. STARTED 07/1995. 2. CAPITAL INVESTMENT GROUP, INC. REGISTERED REPRESENTATIVE. BROKER-DEALER. 109 FOY DRIVE, ROCKY MOUNT, NC 27804. INVESTMENT-RELATED. STARTED 03/2011. 3. THE WEALTH GROUP, LTD. INVESTMENT ADVISORY REPRESENTATIVE. INVESTMENT ADVISORY FIRM. 109 FOY DRIVE, ROCKY MOUNT, NC 27804. INVESTMENT-RELATED. STARTED 05/2011. 4. INSURANCE AGENT - AGENT PROVIDING INSURANCE SALES AND SERVICING. 109 FOY DRIVE, ROCKY MOUNT, NC 27804. NON-INVESTMENT RELATED. STARTED 11/1992. 5. CAROLINA DENTAL MANAGEMENT, INC. VICE PRESIDENT, CONSULTANT/ADVISOR FOR MEDICAL PRACTICE MANAGEMENT BUSINESS. 109 FOY DRIVE, ROCKY MOUNT, NC 27804. 2 HRS PER WEEK DURING NORMAL TRADING HOURS. NON-INVESTMENT RELATED. STARTED 2003. 6. CDM PROPERTIES, LLC. MEMBER. REAL ESTATE BUSINESS. 109 FOY DRIVE, ROCKY MOUNT, NC. 27804. NON-INVESTMENT RELATED. STARTED 12/2004. 7. ACCOUNTANTS PROPERTY PARTNERSHIP. PARTNER. REAL ESTATE BUSINESS. 109 FOY DRIVE, ROCKY MOUNT, NC 27804. NON-INVESTMENT RELATED. STARTED 10/2003. 8. ELITE DENTAL LABS, INC. VICE PRESIDENT/ADVISOR FOR DENTAL LAB. 109 FOY DRIVE, ROCKY MOUNT, NC. 1 HR PER WEEK DURING NORMAL TRADING HOURS. NON-INVESTMENT RELATED. STARTED 03/2008. 9. KW BUSINESS ENTERPRISES, INC. VICE PRESIDENT/ADVISOR FOR MOBILE XRAY SERVICE. 109 FOY DRIVE, ROCKY MOUNT, NC. 1 HR PER WEEK DURING NORMAL TRADING HOURS. NON-INVESTMENT RELATED. STARTED 07/2010. 10. HIGGINS MANI WATSON I - IX. DDS PA. VICE PRESIDENT/ADVISORY FOR DENTAL OFFICE. 109 FOY DRIVE, ROCKY MOUNT, NC. 27804. 2 HRS PER WEEK DURING NORMAL TRADING HOURS. NON-INVESTMENT RELATED. STARTED WITH l IN 08/2003, WITH OTHERS ADDED AFTERWARDS.
CRS (Client Relationship Summary) - RIA
Click below to view Keith Coyner Beck's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
May 6, 2011 - Present
THE WEALTH GROUP, LTD
Office #1: 109 Foy Drive, Rocy Mount, NC 27804RIA
CRD#: 154106
ROCY MOUNT, NC
Current
March 21, 2011 - Present
CAPITAL INVESTMENT GROUP, INC.
Office #1: 109 Foy Drive, Rocky Mount, NC 27804BD
CRD#: 14752
Rocky Mount, NC
Past
December 13, 2010 - April 5, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
ROCKY MOUNT, NC
Past
August 13, 2010 - April 5, 2011
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
ROCKY MOUNT, NC
Past
November 11, 1999 - August 18, 2010
CAPITAL INVESTMENT GROUP, INC.
BD
CRD#: 14752
ROCKY MOUNT, NC
Past
February 13, 1996 - November 30, 1999
AVANTAX INVESTMENT SERVICES, INC.
BD
CRD#: 13686
DALLAS, TX
Past
November 10, 1993 - April 11, 1995
OSAIC WEALTH, INC.
BD
CRD#: 23131
SCOTTSDALE, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
TW
THE WEALTH GROUP, LTD
THE WEALTH GROUP, LTD
CRD#: 154106 / SEC#: 801-128145
RIA
Registered Investment Advisory firm - (6/9/2023 Approved)Florida
Registered Investment Advisory firm - (6/26/2023 Terminated)North Carolina
Registered Investment Advisory firm - (6/26/2023 Terminated)Virginia
Registered Investment Advisory firm - (6/27/2023 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Maryland(3/21/2011)
RR
North Carolina(3/21/2011)
IAR
North Carolina(5/6/2011)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
TW
THE WEALTH GROUP, LTD
THE WEALTH GROUP, LTD
CRD#: 154106 / SEC#: 801-128145
RIA
Registered Investment Advisory firm - (6/9/2023 Approved)Florida
Registered Investment Advisory firm - (6/26/2023 Terminated)North Carolina
Registered Investment Advisory firm - (6/26/2023 Terminated)Virginia
Registered Investment Advisory firm - (6/27/2023 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
100 E. Six Forks Road Suite 200, Raleigh, NC 27609
Mailing Address
Po Box 10973, Raleigh, NC 27605
Phone number
(919) 865-1924
Established
Firm type
Fiscal year end
# of Employees
8
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 692 |
| AUM (Assets Under Management) | $ 288,947,803 |
Red Flags
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