Mark E. Van Ostenbridge

STRATEGIC ADVISERS LLC

SCOTCH PLAINS, NJ

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CRD#: 2420413

Professional summary

Mark Edward Van Ostenbridge, who also goes by Mark Edward Van Ostenbridge, Mark Edward Vanostenbridge, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Scotch Plains, New Jersey and FIDELITY BROKERAGE SERVICES LLC located in Paramus, New Jersey.

Mark is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1993. Mark has worked at 9 firms and has passed the Series 66, Series 63, SIE, Series 7 and Series 24 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Mark Edward Van Ostenbridge | Mark Edward Vanostenbridge

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Van Ostenbridge's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 11, 2025 - Present

STRATEGIC ADVISERS LLC

Office #2: 499 Washington Blvd, Jersey City, NJ 07310

RIA

CRD#: 104555

SCOTCH PLAINS, NJ

Current

July 13, 2017 - Present

FIDELITY BROKERAGE SERVICES LLC

Office #1: 396 North Route 17, Paramus, NJ 07652

CRD#: 7784

PARAMUS, NJ

Past

April 15, 2022 - July 22, 2025

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

JERSEY CITY, NJ

Past

March 2, 2015 - December 31, 2016

NATIONAL FINANCIAL SERVICES LLC

CRD#: 13041

NEW YORK CITY, NY

Past

March 2, 2015 - December 31, 2016

FIDELITY BROKERAGE SERVICES LLC

CRD#: 7784

NEW YORK CITY, NY

Past

June 22, 2007 - February 10, 2015

J.P. MORGAN SECURITIES LLC

CRD#: 79

BROOKLYN, NY

Past

June 22, 2007 - February 10, 2015

J.P. MORGAN CLEARING CORP.

CRD#: 28432

NEW YORK, NY

Past

July 3, 2003 - May 14, 2007

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

January 1, 2001 - July 1, 2003

BNY CLEARING SERVICES LLC

CRD#: 15879

MILWAUKEE, WI

Past

September 14, 1998 - January 1, 2001

SCHRODER & CO. INC.

CRD#: 6112

NEW YORK, NY

Past

May 23, 1994 - August 24, 1998

PERSHING LLC

CRD#: 7560

JERSEY CITY, NJ

Past

December 9, 1993 - March 17, 1994

HENNION & WALSH, INC.

CRD#: 25766

PARSIPPANY, NJ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Florida
(10/13/2025)

New Jersey
(1/3/2020)

IAR

New Jersey
(6/11/2025)

New York
(10/13/2025)

North Carolina
(10/16/2025)

Pennsylvania
(10/13/2025)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/1/2025

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 6/21/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/8/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 24

Date: 3/6/2006

General Securities Principal Examination

SRO Registrations

FINRA

SRO Registrations

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

CRD#: 104555 / SEC#: 801-13243

RIA

Registered Investment Advisory firm - (8/11/1977 Approved)

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Contact information

Main Address

155 Seaport Blvd, Boston, MA 02210-2698

Mailing Address

Phone number

(617) 563-7000

Established

Firm type

Fiscal year end

# of Employees

16,291

SEC notice filing (52 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FIDELITY GO (12/5/2025)

FIDELITY STRATEGIC DISCIPLINES (11/10/2025)

FIDELITY WEALTH SERVICES (9/10/2025)

STRATEGIC ADVISERS LLC (9/10/2025)

FIDELITY MANAGED FIDFOLIOS (3/31/2025)

FIDELITY WEALTH ADVISOR SOLUTIONS (3/31/2025)

FIDELITY PERSONALIZED PLANNING & ADVICE AT WORK (3/31/2025)

Regulatory assets under management

Total Number of Accounts	2,486,631
AUM (Assets Under Management)	$ 1,067,664,605,590

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
09/24/2025	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Mark E. Van Ostenbridge

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mark Edward Van Ostenbridge's CRS (Customer Relationship Summary).

Certified licenses

Experience

FIDELITY BROKERAGE SERVICES LLC

NATIONAL FINANCIAL SERVICES LLC

NATIONAL FINANCIAL SERVICES LLC

FIDELITY BROKERAGE SERVICES LLC

J.P. MORGAN SECURITIES LLC

J.P. MORGAN CLEARING CORP.

PERSHING LLC

BNY CLEARING SERVICES LLC

SCHRODER & CO. INC.

PERSHING LLC

HENNION & WALSH, INC.

Primary Firm SEC Registration

STRATEGIC ADVISERS LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 5/1/2025

Series 63

Date: 6/21/1994

SIE

Date: 10/1/2018

Series 7

Date: 12/8/1993

Series 24

Date: 3/6/2006

FINRA

New York Stock Exchange

Current Firm

STRATEGIC ADVISERS LLC

Contact information

SEC notice filing (52 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

STRATEGIC ADVISERS LLC

TRUST BUT VERIFY

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