DL
David J. La Placa
INTELLECTUS PARTNERS
San Francisco, CA 94111
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CRD#: 2419782
DL
Professional summary
David Joseph La Placa, who also goes by David Joseph Laplaca, is a registered financial advisor currently at INTELLECTUS PARTNERS, LLC located in San Francisco, California.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Joseph Laplaca
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.)IP GROUP LLC;
INVESTMENT RELATED?: YES;
ADDRESS: 501 TIBURON BLVD TIBURON CA 94920;
NATURE OF BUSINESS: INVESTMENT;
TITLE/POSITION: MEMBER;
START DATE OF AFFILIATION: 1/30/07;
NUMBER OF HOURS PER/MONTH DEVOTED: 0;
NUMBER OF TRADING HOURS PER/MONTH DEVOTED: 0;
DESCRIPTION OF DUTIES: INVESTMENT.
NAME CHANGE FROM INNOVATION PARTNERS, LLC 02/2015
2.) DATA EMPOWERMENT;
INVESTMENT RELATED?: YES;
ADDRESS: 350 FIFTH AVENUE SUITE 6440
NEW YORK NY 10118;
NATURE OF BUSINESS: SOFTWARE DEVELOPMENT;
TITLE/POSITION: MANAGING MEMBER;
START DATE OF AFFILIATION: JULY 2013;
NUMBER OF HOURS PER/MONTH DEVOTED: 1HR;
NUMBER OF TRADING HOURS PER/MONTH DEVOTED: 0;
DESCRIPTION OF DUTIES: SOFTWARE DEVELOPMENT.
3.) ORBITAL INSIGHT;
INVESTMENT RELATED?: NO;
ADDRESS: 444 CASTRO ST MOUNTAIN VIEW C;
NATURE OF BUSINESS: SOFTWARE;
TITLE/POSITION: ADVISORY BOARD;
START DATE OF AFFILIATION: DEC 2013;
NUMBER OF HOURS PER/MONTH DEVOTED: 1;
NUMBER OF TRADING HOURS PER/MONTH DEVOTED: 0;
DESCRIPTION OF DUTIES: SOFTWARE ADVISORY.
4.) GAGA SPORTS;
INVESTMENT RELATED?: NO;
ADDRESS: 315 MONTGOMERY ST 9TH FLOOR SAN FRANCISCO, CA 94104;
NATURE OF BUSINESS: SPORTS SOFTWARE;
TITLE/POSITION: ADVISOR;
START DATE OF AFFILIATION: JAN 2014;
NUMBER OF HOURS PER/MONTH DEVOTED : 1;
NUMBER OF TRADING HOURS PER/MONTH DEVOTED: 0;
DESCRIPTION OF DUTIES: BUSINESS ADVISOR/CONSULTANT;
5.) SCIENTIFIC REVENUE;
INVESTMENT RELATED? : NO;
ADDRESS: 12 MURPHY PLACE, SAN MATEO CA 94402;
NATURE OF BUSINESS: CASUAL VIDEO GAME SOFTWARE;
TITLE/POSITION: ADVISOR;
START DATE OF AFFILIATION: APRIL 2014
NUMBER OF HOURS PER/MONTH DEVOTED: .5;
NUMBER OF TRADING HOURS PER/MONTH DEVOTED: 0;
DESCRIPTION OF DUTIES: STRATEGIC ADVISORY;
6.) THE HINT BOX;
INVESTMENT RELATED? : NO;
ADDRESS: 555 MARKET ST , SF CA;
NATURE OF BUSINESS: SOFTWARE DEVELOPMENT, NEWS AGGREGATION/READER;
TITLE/POSITION: OWNER;
START DATE OF AFFILIATION: JAN 2014;
NUMBER OF HOURS PER/MONTH DEVOTED : 1;
NUMBER OF TRADING HOURS PER/MONTH DEVOTED : 0;
DESCRIPTION OF DUTIES: SOFTWARE DEVELOPMENT.
7.)INSIGHT X LABS LLC;
INVESTMENT RELATED? : N;
ADDRESS: TIBURON CA 94920;
NATURE OF BUSINESS: SOFTWARE OPTIMIZATION & DEVELOPMENT;
TITLE/POSITION: MANAGING MEMBER;
START DATE OF AFFILIATION: NOV 2014;
NUMBER OF HOURS PER/MONTH DEVOTED : 30MIN;
NUMBER OF TRADING HOURS PER/MONTH DEVOTED : 0;
DESCRIPTION OF DUTIES: INSTRUCTOR: DEVELOPMENT AND OPTIMIZATION OF SOFTWARE.
9)BIETELAN INC. NOT INVESTMENT RELATED. 12544 HIGH BLUFF DR. SAN DIEGO, CA 92130. SOFTWARE FOR IOT. ADVISORY BOARD. START 7/2015. 1 HR/MONTH 0 DURING TRADING. I ASSIST IN STRATEGY DEVELOPMENT.
10) GEMINI PARTNERS LLC. INVESTMENT RELATED. 501 TIBURA BLVD. CA 94920. INVESTMENT VEHICLE. MANAGING PARTNER. START 1998. 1 HR/MONTH 1 DURING TRADING. THIS IS SIMPLY A VEHICLE THAT HOLDS OTHER INVESTMENTS.
11) CANNAE, NOT INVESTMENT RELATED. PHILADELPHIA, PA. SPARC ROCKETRY. START 2015, STRATEGIC ADVISOR, 0 HOURS SPENT.
12)AMP TRADING NOT INVESTMENT RELATED. MARKET ST, SAN FRANCISCO, CA. ADVERTSIING, ADVISOR, 0 HOURS SPENT, INFORMAL ADVISOR.
13) HOVEE INC. NOT INVESTMENT RELATED. SAN FRANCISCO, CA. CAR SHARING SOCIAL NETWORK. START 6/2014. 0 HOURS. STRATEGIC ADVISOR
14) INTELLECTUS VENTURES. INVESTMENT RELATED. SAN FRANCISCO, CA. START DATE 06/2016. 0 HOURS. PRIVATE COMPANY INVESTMENTS. MANAGING MEMBER.
CRS (Client Relationship Summary) - RIA
Click below to view David Joseph La Placa's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 26, 2015 - Present
INTELLECTUS PARTNERS, LLC
Office #1: 1050 Battery Street Suite 100, San Francisco, CA 94111RIA
CRD#: 173140
San Francisco, CA
Past
July 28, 2015 - April 25, 2016
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
San Francisco, CA
Past
July 13, 2004 - July 9, 2015
DEUTSCHE BANK SECURITIES INC.
RIA
CRD#: 2525
SAN FRANCISCO, CA
Past
June 1, 2004 - July 9, 2015
DEUTSCHE BANK SECURITIES INC.
BD
CRD#: 2525
SAN FRANCISCO, CA
Past
January 19, 2000 - June 9, 2004
LEHMAN BROTHERS INC.
BD
CRD#: 7506
NEW YORK, NY
Past
July 6, 1998 - February 11, 2000
UBS SECURITIES LLC
BD
CRD#: 7654
NEW YORK, NY
Past
September 20, 1996 - June 30, 1998
CIBC WORLD MARKETS CORP.
BD
CRD#: 630
NEW YORK, NY
Past
December 6, 1993 - October 9, 1996
AMERIPRISE ADVISOR SERVICES, INC.
BD
CRD#: 5979
DETROIT, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
IP
INTELLECTUS PARTNERS, LLC
ACCRULIM WEALTH MANAGEMENT, LLC | INTELLECTUS PARTNERS, LLC
CRD#: 173140 / SEC#: 801-93170
RIA
Registered Investment Advisory firm - (4/21/2015 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/26/2015)
IAR
Texas(6/26/2015)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
RR
Series 8
Date: 8/7/1996
General Securities Sales Supervisor Examination (Options Module & General Module)Current Firm
IP
INTELLECTUS PARTNERS, LLC
ACCRULIM WEALTH MANAGEMENT, LLC | INTELLECTUS PARTNERS, LLC
CRD#: 173140 / SEC#: 801-93170
RIA
Registered Investment Advisory firm - (4/21/2015 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1050 Battery Street Suite 100, San Francisco, CA 94111
Mailing Address
Phone number
(415) 795-7830
Established
Firm type
Fiscal year end
# of Employees
14
SEC notice filing (7 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 881 |
| AUM (Assets Under Management) | $ 1,278,913,181 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
