David J. La Placa

INTELLECTUS PARTNERS

San Francisco, CA 94111

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CRD#: 2419782

Professional summary

David Joseph La Placa, who also goes by David Joseph Laplaca, is a registered financial advisor currently at INTELLECTUS PARTNERS, LLC located in San Francisco, California.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. David has worked at 7 firms and has passed the Series 63, SIE, Series 7 and Series 8 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

David Joseph Laplaca

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph La Placa's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

June 26, 2015 - Present

INTELLECTUS PARTNERS, LLC

Office #1: 1050 Battery Street Suite 100, San Francisco, CA 94111

RIA

CRD#: 173140

San Francisco, CA

Past

July 28, 2015 - April 25, 2016

PURSHE KAPLAN STERLING INVESTMENTS

CRD#: 35747

San Francisco, CA

Past

July 13, 2004 - July 9, 2015

DEUTSCHE BANK SECURITIES INC.

RIA

CRD#: 2525

SAN FRANCISCO, CA

Past

June 1, 2004 - July 9, 2015

DEUTSCHE BANK SECURITIES INC.

CRD#: 2525

SAN FRANCISCO, CA

Past

January 19, 2000 - June 9, 2004

LEHMAN BROTHERS INC.

CRD#: 7506

NEW YORK, NY

Past

July 6, 1998 - February 11, 2000

UBS SECURITIES LLC

CRD#: 7654

NEW YORK, NY

Past

September 20, 1996 - June 30, 1998

CIBC WORLD MARKETS CORP.

CRD#: 630

NEW YORK, NY

Past

December 6, 1993 - October 9, 1996

AMERIPRISE ADVISOR SERVICES, INC.

CRD#: 5979

DETROIT, MI

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

INTELLECTUS PARTNERS, LLC

ACCRULIM WEALTH MANAGEMENT, LLC | INTELLECTUS PARTNERS, LLC

CRD#: 173140 / SEC#: 801-93170

RIA

Registered Investment Advisory firm - (4/21/2015 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

California
(6/26/2015)

IAR

Texas
(6/26/2015)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 12/22/1993

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 4/25/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 12/3/1993

General Securities Representative Examination

Principal/Supervisory Exam

Series 8

Date: 8/7/1996

General Securities Sales Supervisor Examination (Options Module & General Module)

Current Firm

INTELLECTUS PARTNERS, LLC

ACCRULIM WEALTH MANAGEMENT, LLC | INTELLECTUS PARTNERS, LLC

CRD#: 173140 / SEC#: 801-93170

RIA

Registered Investment Advisory firm - (4/21/2015 Approved)

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Contact information

Main Address

1050 Battery Street Suite 100, San Francisco, CA 94111

Mailing Address

Phone number

(415) 795-7830

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (7 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

INTELLECTUS DISCLOSURE BROCHURE AND SUPPLEMENTS (5/29/2025)

Regulatory assets under management

Total Number of Accounts	881
AUM (Assets Under Management)	$ 1,278,913,181

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

David J. La Placa

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Joseph La Placa's CRS (Customer Relationship Summary).

Certified licenses

Experience

PURSHE KAPLAN STERLING INVESTMENTS

DEUTSCHE BANK SECURITIES INC.

DEUTSCHE BANK SECURITIES INC.

LEHMAN BROTHERS INC.

UBS SECURITIES LLC

CIBC WORLD MARKETS CORP.

AMERIPRISE ADVISOR SERVICES, INC.

Primary Firm SEC Registration

INTELLECTUS PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 63

Date: 12/22/1993

SIE

Date: 4/25/2016

Series 7

Date: 12/3/1993

Series 8

Date: 8/7/1996

Current Firm

INTELLECTUS PARTNERS, LLC

Contact information

SEC notice filing (7 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

INTELLECTUS PARTNERS, LLC

TRUST BUT VERIFY

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