David Ding

MOOMOO FINANCIAL

JERSEY CITY, NJ 07311

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CRD#: 2419776

Professional summary

David Ding is a registered financial professional currently at MOOMOO FINANCIAL INC. located in Jersey City, New Jersey.

David is registered as a RR (Registered Representative) and started their career in finance in 1993. David has worked at 14 firms and has passed the Series 66, Series 65, Series 63, Series 57TO, SIE, Series 55, Series 7, Series 6 and Series 4 exams.

Question & Answer

Are you a "fiduciary"?

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Ding's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

January 14, 2026 - Present

MOOMOO FINANCIAL INC.

Office #1: 185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311

CRD#: 283078

JERSEY CITY, NJ

Past

September 21, 2016 - January 20, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PENNINGTON, NJ

Past

September 15, 2016 - January 20, 2026

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PENNINGTON, NJ

Past

October 1, 2012 - September 15, 2016

J.P. MORGAN SECURITIES LLC

CRD#: 79

WATCHUNG, NJ

Past

February 4, 2009 - October 1, 2012

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SOUTH PLAINFIELD, NJ

Past

January 5, 2007 - January 2, 2009

FIS BROKERAGE & SECURITIES SERVICES LLC

CRD#: 104162

HOBOKEN, NJ

Past

November 24, 2004 - November 13, 2006

LACONIA CAPITAL CORPORATION

CRD#: 104027

NEW YORK, NY

Past

November 9, 2000 - January 26, 2005

PECONIC SECURITIES LLC

CRD#: 46781

NEW YORK, NY

Past

June 1, 1999 - June 30, 2000

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

CRD#: 3466

NEW YORK, NY

Past

January 1, 1999 - May 27, 1999

MURIEL SIEBERT & CO., LLC

CRD#: 5376

NEW YORK, NY

Past

November 7, 1995 - December 14, 1998

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Past

March 8, 1995 - October 18, 1995

PRUDENTIAL EQUITY GROUP, LLC

CRD#: 7471

NEW YORK, NY

Past

July 7, 1994 - October 13, 1994

INVESTORS ASSOCIATES, INC.

CRD#: 958

HACKENSACK, NJ

Past

November 18, 1993 - July 1, 1994

METROPOLITAN LIFE INSURANCE COMPANY

CRD#: 4095

NEW YORK, NY

Past

November 18, 1993 - July 1, 1994

MSI FINANCIAL SERVICES, INC.

CRD#: 14251

SPRINGFIELD, MA

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(1/14/2026)

Alaska
(1/14/2026)

Arizona
(1/14/2026)

Arkansas
(1/14/2026)

California
(1/14/2026)

Colorado
(1/14/2026)

Connecticut
(1/14/2026)

Delaware
(1/14/2026)

District of Columbia
(1/14/2026)

Florida
(1/14/2026)

Georgia
(1/14/2026)

Hawaii
(1/14/2026)

Idaho
(1/14/2026)

Illinois
(1/14/2026)

Indiana
(1/14/2026)

Iowa
(1/14/2026)

Kansas
(1/14/2026)

Kentucky
(1/14/2026)

Louisiana
(1/14/2026)

Maine
(1/14/2026)

Maryland
(1/14/2026)

Massachusetts
(1/14/2026)

Michigan
(1/14/2026)

Minnesota
(1/14/2026)

Mississippi
(1/14/2026)

Missouri
(1/14/2026)

Montana
(1/14/2026)

Nebraska
(1/14/2026)

Nevada
(1/14/2026)

New Hampshire
(1/14/2026)

New Jersey
(1/14/2026)

New Mexico
(1/14/2026)

New York
(1/14/2026)

North Carolina
(1/14/2026)

North Dakota
(1/14/2026)

Ohio
(1/14/2026)

Oklahoma
(1/14/2026)

Oregon
(1/14/2026)

Pennsylvania
(1/14/2026)

Puerto Rico
(1/14/2026)

Rhode Island
(1/14/2026)

South Carolina
(1/14/2026)

South Dakota
(1/14/2026)

Tennessee
(1/14/2026)

Texas
(1/14/2026)

Utah
(1/14/2026)

Vermont
(1/14/2026)

Virgin Islands
(1/14/2026)

Virginia
(1/14/2026)

Washington
(1/14/2026)

West Virginia
(1/14/2026)

Wisconsin
(1/14/2026)

Wyoming
(1/14/2026)

Exams

State Security Law Exam

IAR

Series 66

Date: 9/30/2016

Uniform Combined State Law Examination

State Security Law Exam

IAR

Series 65

Date: 7/3/1995

Uniform Investment Adviser Law Examination

State Security Law Exam

Series 63

Date: 3/9/1994

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 57TO

Date: 1/2/2023

Securities Trader Exam

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 3/6/2000

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 7/6/1994

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 11/17/1993

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 11/30/2000

Registered Options Principal Examination

SRO Registrations

FINRA

Current Firm

MOOMOO FINANCIAL INC.

FUTU INC | MOOMOO FINANCIAL INC. | MOOMOO FINANCIAL INC

CRD#: 283078 / SEC#: , 8-69739

Broker-Dealer Firm Regulated by FINRA (Woodbridge district office)

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Contact information

Main Address

185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311

Mailing Address

185 Hudson St 5 Harborside, Suite 2603, Jersey City, NJ 07311

Phone number

(650) 798-5700

Established

Delaware since 12/17/2015

Firm type

Corporation

Fiscal year end

December

Firm Size

Small

# of Employees

FINRA licenses (53 States and Territories)

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

Name	Position	CRD#
FUTU US INC	SHAREHOLDER
CHAN, WING KEI	MANAGING DIRECTOR	6616753
DU, SHUANG	HEAD OF US OPERATIONS	5005050
MCDONALD, NEIL ANTHONY	CEO	1764574
PALMER, NATHAN TYLER	PRESIDENT	5805173
PARSONS, DARREN JAMES	CHIEF OPERATIONS OFFICER	2382680
SHARMA, VICKRAMJIT	CHIEF LEGAL OFFICER	7186502
SHEN, QIUFANG	HEAD OF FINANCE	3158926
STIFELMAN, GLEN ROBERT	CHIEF COMPLIANCE OFFICER	1699013

Disclosures

Regulatory Event	2
Arbitration	3

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Contact information

xxxxx@xxxx.xxx

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David Ding

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view David Ding's CRS (Customer Relationship Summary).

Certified licenses

Experience

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

J.P. MORGAN SECURITIES LLC

CHASE INVESTMENT SERVICES CORP.

FIS BROKERAGE & SECURITIES SERVICES LLC

LACONIA CAPITAL CORPORATION

PECONIC SECURITIES LLC

GOLDMAN SACHS EXECUTION & CLEARING, L.P.

MURIEL SIEBERT & CO., LLC

QUICK & REILLY, INC.

PRUDENTIAL EQUITY GROUP, LLC

INVESTORS ASSOCIATES, INC.

METROPOLITAN LIFE INSURANCE COMPANY

MSI FINANCIAL SERVICES, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 9/30/2016

Series 65

Date: 7/3/1995

Series 63

Date: 3/9/1994

Series 57TO

Date: 1/2/2023

SIE

Date: 10/1/2018

Series 55

Date: 3/6/2000

Series 7

Date: 7/6/1994

Series 6

Date: 11/17/1993

Series 4

Date: 11/30/2000

FINRA

Current Firm

MOOMOO FINANCIAL INC.

Contact information

FINRA licenses (53 States and Territories)

Documents

Direct owners and executive officers

Disclosures

Red Flags

Company Information

MOOMOO FINANCIAL INC.

TRUST BUT VERIFY

Contact information

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