MJ
Matthew C. Johnson
BRANDES INVESTMENT PARTNERS, LP
SAN DIEGO, CA 92130
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CRD#: 2419477
MJ
Professional summary
Matthew Cummings Johnson, who also goes by Matthew Johnson, is a registered financial advisor currently at BRANDES INVESTMENT PARTNERS, LP located in San Diego, California and FORESIDE FUND SERVICES, LLC located in La Jolla, California.
Matthew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 1995. Matthew has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 6, Series 2 and Series 26 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Matthew Johnson
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Brandes Investment Partners, LP; Investment Related; La Jolla, CA; Asset Management; Director-Private Client Services; Start Date 8/1993; 180 hours per month; manage and assist our regional directors in the marketing, selling, and servicing of our financial products to financial advisors and other financial intermediaries
CRS (Client Relationship Summary) - RIA
Click below to view Matthew Cummings Johnson's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 6, 1992 - Present
BRANDES INVESTMENT PARTNERS, LP
Office #1: 11988 El Camino Real Suite 500, San Diego, CA 92130RIA
CRD#: 105404
SAN DIEGO, CA
Current
August 1, 2024 - Present
FORESIDE FUND SERVICES, LLC
Office #1: 4275 Executive Sq. 5th Floor, La Jolla, CA 92037BD
CRD#: 46106
La Jolla, CA
Past
September 10, 2015 - July 12, 2024
ALPS DISTRIBUTORS, INC.
BD
CRD#: 16853
LA JOLLA, CA
Past
October 4, 2001 - August 31, 2015
QUASAR DISTRIBUTORS, LLC
BD
CRD#: 103848
PORTLAND, ME
Past
January 14, 1998 - October 4, 2001
FIRST FUND DISTRIBUTORS, INC.
BD
CRD#: 27038
PHOENIX, AZ
Past
December 11, 1995 - December 31, 1997
ICE SECURITIES LLC
BD
CRD#: 37472
NEW YORK, NY
Past
January 3, 1995 - December 31, 1995
FIRST FUND DISTRIBUTORS, INC.
BD
CRD#: 27038
PHOENIX, AZ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
BI
BRANDES INVESTMENT PARTNERS, LP
BRANDES INVESTMENT PARTNERS LLC | BRANDES INVESTMENT PARTNERS, LP
CRD#: 105404 / SEC#: 801-24896
RIA
Registered Investment Advisory firm - (8/8/1985 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/12/2024)
RR
Alaska(8/12/2024)
RR
Arizona(8/8/2024)
RR
Arkansas(8/12/2024)
IAR
California(5/1/1996)
RR
California(8/1/2024)
RR
Colorado(8/5/2024)
RR
Connecticut(8/1/2024)
RR
Delaware(8/2/2024)
RR
District of Columbia(8/2/2024)
RR
Florida(8/2/2024)
RR
Georgia(8/5/2024)
RR
Idaho(8/1/2024)
RR
Illinois(8/13/2024)
RR
Indiana(8/2/2024)
RR
Iowa(8/9/2024)
RR
Kansas(8/1/2024)
RR
Kentucky(8/7/2024)
IAR
Louisiana(5/2/2002)
RR
Louisiana(8/19/2024)
RR
Maine(8/2/2024)
RR
Maryland(8/5/2024)
RR
Massachusetts(8/2/2024)
RR
Michigan(8/5/2024)
RR
Minnesota(8/2/2024)
RR
Mississippi(8/2/2024)
RR
Missouri(8/1/2024)
RR
Montana(8/6/2024)
RR
Nebraska(8/1/2024)
RR
Nevada(8/2/2024)
RR
New Hampshire(8/26/2024)
RR
New Jersey(8/1/2024)
RR
New Mexico(8/2/2024)
RR
New York(8/4/2024)
RR
North Carolina(8/6/2024)
RR
North Dakota(8/5/2024)
RR
Ohio(8/1/2024)
RR
Oklahoma(8/5/2024)
RR
Oregon(8/1/2024)
RR
Pennsylvania(8/2/2024)
RR
Puerto Rico(8/20/2024)
RR
Rhode Island(8/2/2024)
RR
South Carolina(8/2/2024)
RR
South Dakota(8/1/2024)
RR
Tennessee(8/2/2024)
IAR
Texas(6/6/1996)
RR
Texas(8/2/2024)
RR
Utah(8/1/2024)
RR
Vermont(8/2/2024)
RR
Virgin Islands(8/6/2024)
RR
Virginia(8/2/2024)
RR
Washington(8/2/2024)
RR
West Virginia(8/5/2024)
RR
Wisconsin(8/1/2024)
RR
Wyoming(8/6/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
RR
Series 2
Date: 2/25/1994
Non-Member General Securities ExaminationPrincipal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
BI
BRANDES INVESTMENT PARTNERS, LP
BRANDES INVESTMENT PARTNERS LLC | BRANDES INVESTMENT PARTNERS, LP
CRD#: 105404 / SEC#: 801-24896
RIA
Registered Investment Advisory firm - (8/8/1985 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4275 Executive Square 5th Floor, La Jolla, CA, 92037
Mailing Address
Phone number
(858) 755-0239
Established
Firm type
Fiscal year end
# of Employees
143
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 10,588 |
| AUM (Assets Under Management) | $ 26,686,881,169 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
