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SH

Sarah L. Heyne

COLDSTREAM SECURITIES
Bellevue, WA 98004
Some features on this profile are disabled
CRD#: 2419206
SH

Professional summary

Sarah Lauren Heyne, who also goes by Lauren Heyne, S Lauren Heyne, is a registered financial professional currently at COLDSTREAM SECURITIES, INC. located in Bellevue, Washington and JWTT INC. located in Bend, Oregon.

Sarah is registered as a RR (Registered Representative) and started their career in finance in 1995. Sarah has worked at 9 firms and has passed the Series 65, Series 63, Series 7TO, Series 99TO, Series 52TO, SIE, Series 7, Series 14, Series 24 and Series 53 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lauren Heyne | S Lauren Heyne

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Sarah Lauren Heyne's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

January 6, 2020 - Present

COLDSTREAM SECURITIES, INC.

Office #1: One 100th Avenue Ne Suite 102, Bellevue, WA 98004
BD
CRD#: 46835
Bellevue, WA
Current

October 30, 2025 - Present

JWTT INC.

Office #1: 19980 Jw Brown Rd, Bend, OR 97703
BD
CRD#: 299410
Bend, OR
Past

August 22, 2019 - October 21, 2020

JWTT INC.

BD
CRD#: 299410
Seattle, WA
Past

March 28, 2016 - December 31, 2018

R.W. SMITH & ASSOCIATES, LLC

BD
CRD#: 16605
JERSEY CITY, NJ
Past

June 22, 2007 - April 21, 2014

R.W. SMITH & ASSOCIATES, LLC

BD
CRD#: 16605
BELLEVUE, WA
Past

January 5, 2005 - June 22, 2007

EK RILEY ADVISORS, LLC

RIA
CRD#: 124573
SEATTLE, WA
Past

July 7, 2003 - June 22, 2007

EK RILEY INVESTMENTS, LLC

BD
CRD#: 121003
SEATTLE, WA
Past

July 15, 2002 - July 14, 2003

DELAFIELD HAMBRECHT, INC.

BD
CRD#: 119001
SEATTLE, WA
Past

June 23, 1999 - July 22, 2002

NATIONAL SECURITIES CORPORATION

BD
CRD#: 7569
BOCA RATON, FL
Past

February 5, 1999 - June 22, 1999

FSIC

BD
CRD#: 37813
BOCA RATON, FL
Past

June 21, 1995 - November 25, 1998

PACIFIC HARBOR SECURITIES, INC.

BD
CRD#: 8755
HIGHLAND, UT

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Washington
(1/6/2020)

Exams

State Security Law Exam
IAR
Series 65
Date: 1/3/2005
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 6/27/1995
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
Series 7TO
Date: 4/29/2024
General Securities Representative Examination
General Industry/Product Exam
RR
Series 99TO
Date: 4/29/2024
Operations Professional Examination
General Industry/Product Exam
RR
Series 52TO
Date: 1/2/2023
Municipal Securities Representative Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 6/20/1995
General Securities Representative Examination
Principal/Supervisory Exam
RR
Series 14
Date: 4/29/2024
Compliance Officer Examination
Principal/Supervisory Exam
RR
Series 24
Date: 4/29/2024
General Securities Principal Examination
Principal/Supervisory Exam
RR
Series 53
Date: 5/21/2001
Municipal Securities Principal Examination
SRO Registrations
RR
FINRA
SRO Registrations
RR
FINRA

Current Firm

JI
JWTT INC.
JWTT INC.

CRD#: 299410 / SEC#: , 8-70242

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
19980 Jw Brown Rd, Bend, OR 97703
Mailing Address
19980 Jw Brown Rd, Bend, OR 97703
Phone number
(971) 323-0700
Established
Oregon since 10/15/2018
Firm type
Corporation
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (13 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
PAULSON CAPITAL HOLDING COMPANY, LLCOWNER
GEORGE, KENNETH RONALDFINOP2643369
THIEL, THOMAS ANDREWCCO5581270
THIEL, THOMAS ANDREWPRESIDENT5581270
WARMENHOVEN, JOEY JAMESCEO2749033

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

JWTT INC.

CRD#: 299410Bellevue, WA 98004

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