Paul M. Davidson
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Paul M Davidson, who also goes by Paul Matthew Davidson, was a registered financial professional .
Paul is a previously registered financial professional and started their career in finance in 1994. Paul had worked at 9 firms and has passed the Series 63, SIE, Series 7 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 29, 2016 - February 6, 2017
MISSIONSQUARE INVESTMENT SERVICES
January 9, 2013 - March 15, 2014
OSAIC FA, INC.
March 12, 2012 - November 30, 2012
EQUITABLE DISTRIBUTORS, LLC
December 14, 2010 - October 21, 2011
NATIXIS DISTRIBUTION, LLC
November 28, 2008 - December 8, 2010
NEUBERGER BERMAN MANAGEMENT LLC
October 20, 2005 - November 12, 2008
HIMCO DISTRIBUTION SERVICES COMPANY
April 22, 2004 - September 8, 2005
MISSIONSQUARE INVESTMENT SERVICES
April 22, 2002 - April 23, 2004
HIMCO DISTRIBUTION SERVICES COMPANY
April 27, 2001 - March 27, 2002
VOYA FINANCIAL PARTNERS, LLC
January 1, 1995 - April 18, 2001
CITISTREET EQUITIES LLC
January 18, 1994 - May 5, 1994
AMERIPRISE ADVISOR SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
MISSIONSQUARE INVESTMENT SERVICES
CRD#: 23189 / SEC#: , 8-40268
Contact information
FINRA licenses (51 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| INTERNATIONAL CITY MANAGEMENT ASSOCIATION RETIREMENT CORPORATION D/B/A MISSIONSQUARE RETIREMENT | MEMBER/OWNER | |
| GANEY, PETER DAVIDSON | MANAGER | 2282691 |
| HOGENDORN, SHANNON DANIEL | CHIEF OPERATIONS OFFICER | 3221945 |
| HOGENDORN, SHANNON DANIEL | PRINCIPAL MANAGER | 3221945 |
| RICHARDS, CLIFF LAWRENCE | CHIEF COMPLIANCE OFFICER | 2974428 |
| WHITTY, RICHARD PATRICK | TREASURER/FINOP | 1988149 |
Disclosures
| Regulatory Event | 3 |
| Arbitration | 2 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
