MB
Morris L. Brill
WAVERLY ADVISORS
TAMPA, FL 33602
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CRD#: 2418992
MB
Professional summary
Morris Lee Brill III is a registered financial advisor currently at WAVERLY ADVISORS, LLC located in Tampa, Florida.
Morris is registered as an IAR (Investment Advisor Representative) and started their career in finance in 1993. Morris has worked at 4 firms and has passed the Series 65, Series 63, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) PINSON PROPERTIES LLC - 1/21/2009 TO PRESENT - INVESTMENT RELATED BUT NOT CLIENT INVESTMENT RELATED - PINE TREE PLANTATION ON FAMILY FARM - MANAGING MEMBER/SOLE OWNER - ANNUAL FILING - 1 TO 2 HOURS/MONTH - MAINTAIN LICENSES - ADDRESS IS 1710 W Saint Isabel St, TAMPA, FL 33607 2) FERAL SOLUTIONS, LLC - 12/28/2012 TO PRESENT - NOT INVESTMENT RELATED - ENTITY IS SET UP TO ASSIST BIOLOGISTS WITH ADMINISTRATIVE ISSUES AND CONTRACT NEGOTIATIONS FOR SERVICES SUCH AS REMOVAL OF NUISANCE WILDLIFE AND INVASIVE PLANT SPECIES - MANAGING MEMBER/SOLE OWNER - CONTRACT MANAGEMENT, BOOKS & RECORDS - 4 HOURS/MONTH - ADDRESS IS 1710 W Saint Isabel St, TAMPA, FL 33607 3) UNAKA PROPERTIES, LLC - NOT INVESTMENT RELATED - 1710 W SAINT ISABEL ST, TAMPA, FL 33607 - REAL ESTATE - MEMBER - 12/15/2016 TO PRESENT - 11 HOURS PER MONTH - ASSISTING FAMILY IN THE ESTABLISHMENT AND DONATION OF A CONSERVATION EASEMENT
CRS (Client Relationship Summary) - RIA
Click below to view Morris Lee Brill III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 12, 2014 - Present
WAVERLY ADVISORS, LLC
Office #1: 400 N Ashley Drive #700, Tampa, FL 33602RIA
CRD#: 115332
TAMPA, FL
Past
September 11, 2006 - March 4, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
RIA
CRD#: 2881
TAMPA, FL
Past
September 1, 2006 - March 4, 2014
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
TAMPA, FL
Past
January 2, 2002 - December 17, 2002
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
Past
January 17, 1997 - August 25, 2006
ROBERT W. BAIRD & CO. INCORPORATED
RIA
CRD#: 8158
TAMPA, FL
Past
January 13, 1997 - August 25, 2006
ROBERT W. BAIRD & CO. INCORPORATED
BD
CRD#: 8158
TAMPA, FL
Past
November 30, 1993 - January 21, 1997
FIRST UNION BROKERAGE SERVICES, INC.
BD
CRD#: 8112
CHARLOTTE, NC
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Florida(3/12/2014)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Current Firm
WA
WAVERLY ADVISORS, LLC
401K COMPLETE | WAVERLY ADVISORS, LLC | WARREN, AVERETT, KIMBROUGH AND MARINO WEALTH MANAGEMENT, LLC | WARREN AVERETT WILSON PRICE WEALTH MANAGEMENT | WARREN AVERETT WEALTH MANAGEMENT | WARREN AVERETT O'SULLIVAN CREEL WEALTH MANAGEMENT | WARREN AVERETT KIMBROUGH & MARINO WEALTH MANAGEMENT | WARREN AVERETT INSTITUTIONAL CONSULTING | WARREN AVERETT FAMILY OFFICE | WARREN AVERETT ASSET MANAGEMENT, LLC | WAKM FINANCIAL ADVISORS, LLC | WA ASSET MANAGEMENT, LLC | MCSHANE PARTNERS
CRD#: 115332 / SEC#: 801-60741
RIA
Registered Investment Advisory firm - (11/30/2001 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
600 University Park Place Suite 501, Birmingham, AL 35209
Mailing Address
Phone number
(205) 871-3334
Established
Firm type
Fiscal year end
# of Employees
371
SEC notice filing (51 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 34,313 |
| AUM (Assets Under Management) | $ 28,263,743,199 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 02/16/2024 | ||
| 06/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
