Teresa B. Colling
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Teresa Brockman Colling, CFP®, who also goes by Teres Ann Brockman, Teresa A Brockman, Teresa Ann Brockman, Teresa Ann Colling, Teresa B Colling, Teresa Brockman Colling, was a registered financial professional .
Teresa is a previously registered financial professional and started their career in finance in 1993. Teresa had worked at 5 firms and has passed the Series 63, SIE, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Start date: 2007
Experience
March 4, 2020 - February 17, 2021
BB&T SECURITIES, LLC
December 16, 2019 - February 17, 2021
BB&T SECURITIES, LLC
August 25, 2016 - October 10, 2023
TRUIST ADVISORY SERVICES, INC.
October 18, 2012 - December 31, 2016
TRUIST INVESTMENT SERVICES, INC.
October 5, 2012 - October 10, 2023
TRUIST INVESTMENT SERVICES, INC.
December 6, 2007 - October 8, 2012
WELLS FARGO CLEARING SERVICES, LLC
October 1, 2000 - December 31, 2005
WELLS FARGO CLEARING SERVICES, LLC
December 1, 1993 - October 1, 2000
FIRST UNION BROKERAGE SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BB&T SECURITIES, LLC
CRD#: 142785 / SEC#: 801-77145, 8-67486
Contact information
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| TRUIST FINANCIAL CORPORATION | SOLE MEMBER | |
| CRAM, BRYAN SCOTT | CHIEF EXECUTIVE OFFICER/BOARD OF MANAGERS | 2723431 |
| HECHTLINGER, SUSAN | CHIEF COMPLIANCE OFFICER/ BOARD OF MANAGERS | 2890466 |
| MCCALLUM, CHARLES FALCONER III | HEAD OF SUPERVISION/BOARD OF MANAGERS | 2697260 |
| RIP, OLGA | PRINCIPAL FINANCIAL OFFICER | 5440553 |
| SPEETJENS, FELICIA ANN | HEAD OF PRODUCT/BOARD OF MANAGERS | 3197366 |
| TYSON, TONYA BELFIELD | PRINCIPAL OPERATIONS OFFICER | 1987448 |
Disclosures
| Regulatory Event | 49 |
| Civil Event | 1 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
