Samantha L. Sonnie
Professional summary
Samantha Lee Sonnie, who also goes by Samantha Lee Houk, is a registered financial professional currently at STATE FARM VP MANAGEMENT CORP. located in Fairview Park, Ohio.
Samantha is registered as a RR (Registered Representative) and started their career in finance in 1993. Samantha has worked at 5 firms and has passed the Series 63, SIE and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Samantha Lee Sonnie's CRS (Customer Relationship Summary).
Certified licenses
Experience
February 11, 2020 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 4219 W 210th St, Fairview Park, OH 44126-1501April 30, 2018 - August 2, 2019
CITIZENS SECURITIES, INC.
August 28, 2014 - April 3, 2018
STATE FARM VP MANAGEMENT CORP.
March 9, 2009 - January 15, 2010
NYLIFE SECURITIES LLC
June 18, 2004 - June 14, 2007
PRUCO SECURITIES, LLC.
July 10, 1998 - November 6, 1998
WADDELL & REED
November 5, 1993 - October 23, 1996
PRUCO SECURITIES, LLC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(2/11/2020)
Exams
FINRA
Current Firm
STATE FARM VP MANAGEMENT CORP.
CRD#: 43036 / SEC#: , 8-50128
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM INVESTMENT MANAGEMENT | SHAREHOLDER | 3487 |
| COOK, KRISTYN | EXECUTIVE VICE PRESIDENT AND DIRECTOR | 4215717 |
| FARNEY, JON CHARLES | PRESIDENT AND DIRECTOR | 2839964 |
| GHANBARPOUR, ARASH | VICE PRESIDENT AND DIRECTOR | 5129325 |
| HINTZ, SCOTT ALEXANDER | VICE PRESIDENT - FINANCIAL AND SECRETARY | 2004555 |
| LUDWIG, TERRENCE MICHAEL | CHIEF COMPLIANCE OFFICER AND TREASURER | 3231040 |
| MINEAU, SARAH | SENIOR VICE PRESIDENT AND DIRECTOR | 4634160 |
| MONTGOMERY, BRADLEY DOYLE | SENIOR VICE PRESIDENT AND DIRECTOR | 2913835 |
| PRESTON, BRIAN LYNN | ANTI-MONEY LAUNDERING AND OFFICE OF FOREIGN ASSETS CONTROL COMPLIANCE OFFICER | 4312143 |
| WILLARD, DANIEL NELSON | ASSISTANT SECRETARY AND COUNSEL | 5207081 |
Disclosures
| Regulatory Event | 7 |
Red Flags
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